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FINRA Awards for SPJST

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Case Number Award Date Case Summary Customer Case? Amount Granted
17-0129108/10/2018Claimant(s): SPJST
Claimant Lawyers(s): Hamilton Rial
Respondent(s): D.A. Davidson & Co.
Respondent Lawyers(s): Elizabeth Lowery
Arbitrator(s): Clement Osimetha, Martin Lowy, Mark Leslie Burdette
Hearing Site: Dallas, TX
Checkmark IconExpungement

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