11-00235 | 12/28/2012 | Claimant(s): UBS Financial Services Inc. Claimant Lawyers(s): Lisa M. Bertain Respondent(s): Steven Widtfeldt Respondent Lawyers(s): Steven Eric Widtfeldt Arbitrator(s): Mark I Preston, Charles A. Joplin, Earle J. Schwarz Hearing Site: Dallas, TX
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08-03816 | 07/29/2011 | Claimant(s): Othello Capital GP, Othello Capital Partners LP Claimant Lawyers(s): Janet K. DeCosta Respondent(s): Jackson Su, Penson Financial Services., Othello Capital Management LLC Respondent Lawyers(s): Elizabeth A. Frohlich, Janet K. DeCosta Arbitrator(s): Mark I Preston, Maxel (Bud) B. Silverberg, Theodore Mack Hearing Site: Dallas, TX
| | $250,000 |
07-03149 | 08/28/2009 | Claimant(s): Morgan Stanley & Co. Claimant Lawyers(s): Robert L. Tobey Respondent(s): Andrew Williams Respondent Lawyers(s): Andrew F. Williams Arbitrator(s): Mark I Preston, John M. Wilkinson, Carleton E. Blankenburg Hearing Site: Dallas, TX
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07-00687 | 01/10/2008 | Claimant(s): Morgan Keegan & Company. Claimant Lawyers(s): Shea O'Brien Hicks Respondent(s): William Vancleve Respondent Lawyers(s): William Early Vancleve Arbitrator(s): Mark I Preston, Simeon R. Trotter, Preston Deaton Rigsby Hearing Site: Dallas, TX
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