Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 12-01080 | 10/07/2013 | Claimant(s): Merrill Lynch Pierce Fenner & Smith Inc. Claimant Lawyers(s): Jason Roberts Respondent(s): Anthony Vaccaro Respondent Lawyers(s): Anthony F. Vaccaro Arbitrator(s): Charles A. Joplin, Sherrie R. Abney, Robert E. Treadaway Hearing Site: Dallas, TX | ||
| 11-00235 | 12/28/2012 | Claimant(s): UBS Financial Services Inc. Claimant Lawyers(s): Lisa M. Bertain Respondent(s): Steven Widtfeldt Respondent Lawyers(s): Steven Eric Widtfeldt Arbitrator(s): Mark I Preston, Charles A. Joplin, Earle J. Schwarz Hearing Site: Dallas, TX | ||
| 06-05369 | 02/05/2008 | Claimant(s): Penson Financial Services. Claimant Lawyers(s): Will S. Montgomery Respondent(s): MISR Securities International Respondent Lawyers(s): Debra G. Speyer Arbitrator(s): Charles A. Joplin, C. Sumpter Logan, Larry N. Quinn Hearing Site: Dallas, TX |  | $0 |