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FINRA Awards for Steven Widtfeldt

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Case Number Award Date Case Summary Customer Case? Amount Granted
11-0023512/28/2012Claimant(s): UBS Financial Services Inc.
Claimant Lawyers(s): Lisa M. Bertain
Respondent(s): Steven Widtfeldt
Respondent Lawyers(s): Steven Eric Widtfeldt
Arbitrator(s): Mark I Preston, Charles A. Joplin, Earle J. Schwarz
Hearing Site: Dallas, TX

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