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FINRA Awards for Andrew Williams

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Case Number Award Date Case Summary Customer Case? Amount Granted
10-0206501/05/2012Claimant(s): Merrill Lynch Pierce Fenner & Smith Inc.
Claimant Lawyers(s): Jeffrey Manzella
Respondent(s): Andrew Williams
Respondent Lawyers(s): W. Ashton Randall
Arbitrator(s): R. Phillip Reed, Jill M. Zacha, Jay M. Vogelson
Hearing Site: Dallas, TX
07-0314908/28/2009Claimant(s): Morgan Stanley & Co.
Claimant Lawyers(s): Robert L. Tobey
Respondent(s): Andrew Williams
Respondent Lawyers(s): Andrew F. Williams
Arbitrator(s): Mark I Preston, John M. Wilkinson, Carleton E. Blankenburg
Hearing Site: Dallas, TX

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