14-02745 | 10/15/2015 | Claimant(s): Ida Mae Shawn, Julie Fowler Claimant Lawyers(s): Kevin Edmundson Respondent(s): Cecil Ross, Raymond James Financial Services. Respondent Lawyers(s): Jack D. Ballard Arbitrator(s): Harry J Saginaw, Keith L. Saunders, Jill M. Zacha Hearing Site: Dallas, TX
| | $100,000 |
10-02065 | 01/05/2012 | Claimant(s): Merrill Lynch Pierce Fenner & Smith Inc. Claimant Lawyers(s): Jeffrey Manzella Respondent(s): Andrew Williams Respondent Lawyers(s): W. Ashton Randall Arbitrator(s): R. Phillip Reed, Jill M. Zacha, Jay M. Vogelson Hearing Site: Dallas, TX
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09-02624 | 02/04/2011 | Claimant(s): Edward Jones Claimant Lawyers(s): Michael J. Whellan Respondent(s): Preston Rosamond, Summit Brokerage Services Respondent Lawyers(s): Bogdan Rentea Arbitrator(s): Edwin J. Tomko, Frances Johnson Wright, Jill M. Zacha Hearing Site: Dallas, TX
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08-01842 | 04/27/2009 | Claimant(s): Ameriprise Financial Services. Claimant Lawyers(s): Will Stute Respondent(s): Juliet Kiwanuka Respondent Lawyers(s): Juliet Ann Kiwanuka Arbitrator(s): Stephen C. Thayer, George F. Longino, Jill M. Zacha Hearing Site: Dallas, TX
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06-02568 | 07/20/2007 | Claimant(s): George Salemo, George and Jeffery Salemo TLC Claimant Lawyers(s): George Salemo Respondent(s): E*Trade Securities LLC Respondent Lawyers(s): John Bersin Arbitrator(s): Maxel (Bud) B. Silverberg, Russell H Hairston, Jill M. Zacha Hearing Site: Dallas, TX
| | $0 |