Potomac Analytics' Logo

FINRA Awards for Edwin J. Tomko

Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:

Filter by:

Sort by:

Displaying 5 out of 5 results
Case Number Award Date Case Summary Customer Case? Amount Granted
11-0363612/13/2012Claimant(s): PR Liquidating Trust
Claimant Lawyers(s): Andrew B. Sommerman
Respondent(s): Securities Network LLC
Respondent Lawyers(s): Jonathan S. Self
Arbitrator(s): Edwin J. Tomko, David Max Sanderford, Mary Elizabeth Skelnik
Hearing Site: Dallas, TX
Checkmark Icon$1,549,440
10-0443503/09/2012Claimant(s): Arthur M. Coppola TTEE, Arthur M. Coppola Trust U/A DTD 09/04/96
Claimant Lawyers(s): Charles W. Gameros, David Reese Clouston
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc., Merrill Lynch Bank USA
Respondent Lawyers(s): Ellen B. Sessions
Arbitrator(s): Edwin J. Tomko, Stephen L. Avard, Jeffrey Richard Chiappetta
Hearing Site: Dallas, TX
Checkmark Icon$0
07-0341003/15/2011Claimant(s): Dennis Serio
Claimant Lawyers(s): Eric Madden
Respondent(s): Wachovia Securities
Respondent Lawyers(s): Ross Forbes
Arbitrator(s): Edwin J. Tomko, Lawrence R. Maxwell, Mary Day Smelser
Hearing Site: Dallas, TX
09-0262402/04/2011Claimant(s): Edward Jones
Claimant Lawyers(s): Michael J. Whellan
Respondent(s): Preston Rosamond, Summit Brokerage Services
Respondent Lawyers(s): Bogdan Rentea
Arbitrator(s): Edwin J. Tomko, Frances Johnson Wright, Jill M. Zacha
Hearing Site: Dallas, TX
08-0422805/07/2009Claimant(s): Texakoma Financial.
Claimant Lawyers(s): Barry F. Cannaday
Respondent(s): Trent Trubenbach
Respondent Lawyers(s): Trent Trubenbach
Arbitrator(s): Edwin J. Tomko, Richard C. Corse, Maryanne M. Esser
Hearing Site: Dallas, TX

5 Results

Display: