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FINRA Awards for Stephen L. Avard

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Case Number Award Date Case Summary Customer Case? Amount Granted
10-0443503/09/2012Claimant(s): Arthur M. Coppola TTEE, Arthur M. Coppola Trust U/A DTD 09/04/96
Claimant Lawyers(s): Charles W. Gameros, David Reese Clouston
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc., Merrill Lynch Bank USA
Respondent Lawyers(s): Ellen B. Sessions
Arbitrator(s): Edwin J. Tomko, Stephen L. Avard, Jeffrey Richard Chiappetta
Hearing Site: Dallas, TX
Checkmark Icon$0
09-0275707/09/2010Claimant(s): Bradley Burks, Bradley A and Mishelle Burks, JTWROS
Claimant Lawyers(s): Edward S. Koppman
Respondent(s): Brian Sanders, Eric Arlt, Louis Donzelli, Mike Becker, Sean Case, i-TRADEdirect.com Corp, i-TRADEnow.com Corp
Respondent Lawyers(s): Cory S. Zadanosky, David Hirschberg, Eric Arlt, Mike Becker
Arbitrator(s): Ronald G. Johnson, Stephen L. Avard, David A. Schuler
Hearing Site: Dallas, TX
Checkmark Icon$0

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