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FINRA Awards for Eric Arlt

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Displaying 6 out of 6 results
Case Number Award Date Case Summary Customer Case? Amount Granted
16-0058905/17/2019Claimant(s): Dana Smith
Claimant Lawyers(s): Dana Smith
Respondent(s): Anthony Minerva, Clayton Sontag, Daniel Dvorznak, Eric Arlt, Joseph Shea, Kenneth Fay, Nicholas Tsikitas
Respondent Lawyers(s): Anthony Minerva, Clayton Robert Sontag, Daniel Dvorznak, Eric David Arlt, Joseph Shea, Kenneth Patrick Fay, Nicholas George Tsikitas
Arbitrator(s): Jonathan H. Krotinger, Susan J. Alexander, Robert James Favole
Hearing Site: San Francisco, CA
Checkmark Icon$0
17-0122509/25/2017Claimant(s): Dana Smith
Claimant Lawyers(s): Hilton Wiener
Respondent(s): Lawrence Alfano, Itradedirect.Com Corp
Respondent Lawyers(s): Eric Arlt, Lawrence Joseph Alfano
Arbitrator(s): Jonathan H. Krotinger
Hearing Site: San Francisco, CA
Checkmark Icon$111,505
09-0009003/21/2012Claimant(s): Barry Pollack, Scott Pollack, Barry & Kimberly Pollack Family Trust, Evelyn H. Pollack Grandchildren Trust
Claimant Lawyers(s): Tanya Sacks
Respondent(s): Christopher China, Eric Arlt, Itradedirect.Com Corp
Respondent Lawyers(s): Brian Sanders, Christopher M. China, Eric D. Arlt
Arbitrator(s): Ferdinand Schoch, Mark R. Harris, Mark Aaron Jones
Hearing Site: San Francisco, CA
10-0035103/21/2011Claimant(s): John Coker
Claimant Lawyers(s): Allen L. Williamson
Respondent(s): Itradedirect.com Corp
Respondent Lawyers(s): Eric Arlt
Arbitrator(s): Thomas M. Campbell, Frances Johnson Wright, Russell H Hairston
Hearing Site: Dallas, TX
Checkmark Icon$446,376
09-0275707/09/2010Claimant(s): Bradley Burks, Bradley A and Mishelle Burks, JTWROS
Claimant Lawyers(s): Edward S. Koppman
Respondent(s): Brian Sanders, Eric Arlt, Louis Donzelli, Mike Becker, Sean Case, i-TRADEdirect.com Corp, i-TRADEnow.com Corp
Respondent Lawyers(s): Cory S. Zadanosky, David Hirschberg, Eric Arlt, Mike Becker
Arbitrator(s): Ronald G. Johnson, Stephen L. Avard, David A. Schuler
Hearing Site: Dallas, TX
Checkmark Icon$0
09-0099304/22/2010Claimant(s): The Alan B. White Trust
Claimant Lawyers(s): Bruce D. Oakes
Respondent(s): ITradeDirect.com Corporation
Respondent Lawyers(s): Eric Arlt
Arbitrator(s): James B. Vessey, George J. Karlsven, Russell K. Cannon
Hearing Site: Salt Lake City, UT
Checkmark Icon$529,470

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