| 11-03706 | 02/22/2013 | Claimant(s): Bernard Malone, Mary Malone
Claimant Lawyers(s): Benjamin Lapin
Respondent(s): Donald Hodges, First Dallas Securities Incorporated
Respondent Lawyers(s): N. Henry Simpson
Arbitrator(s): G. Maynard Green, Russell H Hairston, James Douglas Haigh
Hearing Site: Dallas, TX
|  | $0 |
| 10-05036 | 10/21/2011 | Claimant(s): Douglas Leach
Claimant Lawyers(s): Michael J. Calvey
Respondent(s): Gary Purcell, Marco Alfonsi, Richard Lewin, Robert Lewin, Basic Investors Inc., Penson Financial Services.
Respondent Lawyers(s): Charles M. O'Rourke, Jonathan D. Neerman, Mark S. Gregory, Thomas Laundrie
Arbitrator(s): G. Maynard Green, Robert J. Gregory, Russell H Hairston
Hearing Site: Dallas, TX
| | $0 |
| 09-03976 | 06/24/2011 | Claimant(s): First Command Bank, First Command Financial Planning., First Command Financial Services.
Claimant Lawyers(s): Jeremy L. Harmon
Respondent(s): Kenneth Davey
Respondent Lawyers(s): Branden W. Sparks
Arbitrator(s): Ann Blaess Kimball, Russell H Hairston, Larry N. Quinn
Hearing Site: Dallas, TX
| | |
| 10-00351 | 03/21/2011 | Claimant(s): John Coker
Claimant Lawyers(s): Allen L. Williamson
Respondent(s): Itradedirect.com Corp
Respondent Lawyers(s): Eric Arlt
Arbitrator(s): Thomas M. Campbell, Frances Johnson Wright, Russell H Hairston
Hearing Site: Dallas, TX
| | $446,376 |
| 08-03614 | 11/19/2009 | Claimant(s): James Jones
Claimant Lawyers(s): James M. Jones
Respondent(s): TD Ameritrade.
Respondent Lawyers(s): James J. Vihstadt
Arbitrator(s): Maxel (Bud) B. Silverberg, Kurt L. Smith, Russell H Hairston
Hearing Site: Dallas, TX
| | $0 |
| 08-00285 | 08/31/2009 | Claimant(s): Guy Hirsch
Claimant Lawyers(s): George L. Thompson
Respondent(s): Kerry Campbell, First Asset Financial Inc.
Respondent Lawyers(s): Robert L. Wright
Arbitrator(s): Donald Vincent Enright, Russell H Hairston, James Douglas Haigh
Hearing Site: Dallas, TX
| | Stipulated Award |
| 07-01075 | 04/22/2008 | Claimant(s): Mark Mills
Claimant Lawyers(s): John R. Fahy
Respondent(s): Charles Gallamore, Southwest Texas Capital, L.L.C
Respondent Lawyers(s): Phillip W. Offill
Arbitrator(s): George F. Longino, Russell H Hairston, Robert R. Marquardt
Hearing Site: Dallas, TX
| | |
| 06-02568 | 07/20/2007 | Claimant(s): George Salemo, George and Jeffery Salemo TLC
Claimant Lawyers(s): George Salemo
Respondent(s): E*Trade Securities LLC
Respondent Lawyers(s): John Bersin
Arbitrator(s): Maxel (Bud) B. Silverberg, Russell H Hairston, Jill M. Zacha
Hearing Site: Dallas, TX
| | $0 |
