| 16-01949 | 08/03/2017 | Claimant(s): Ellen Robertson
Claimant Lawyers(s): Richard H. Elliott
Respondent(s): Morgan Stanley, James Harvey
Respondent Lawyers(s): Jeffrey Palmer
Arbitrator(s): Robert C. Denenberg, David A. Schuler, James Douglas Haigh
Hearing Site: Dallas, TX
|  | $425 |
| 12-01306 | 07/25/2013 | Claimant(s): Bevrose Investments LP, Emmrose Investments LP, LNR Investments LP, Penrose Investments LP
Claimant Lawyers(s): Richard A. Lewins
Respondent(s): Oppenheimer & Co..
Respondent Lawyers(s): Deborah Dickstein
Arbitrator(s): Harry J Saginaw, James Douglas Haigh, Dineo Coleman Gary
Hearing Site: Dallas, TX
| | $75,000 |
| 11-03706 | 02/22/2013 | Claimant(s): Bernard Malone, Mary Malone
Claimant Lawyers(s): Benjamin Lapin
Respondent(s): Donald Hodges, First Dallas Securities Incorporated
Respondent Lawyers(s): N. Henry Simpson
Arbitrator(s): G. Maynard Green, Russell H Hairston, James Douglas Haigh
Hearing Site: Dallas, TX
| | $0 |
| 09-06022 | 09/22/2011 | Claimant(s): Dallas Blagg, Robyn Ward-Blagg
Claimant Lawyers(s): Jason A. Archinaco
Respondent(s): Morgan Keegan & Company.
Respondent Lawyers(s): G. Wayne Hillis
Arbitrator(s): Robert J. Gregory, James Douglas Haigh, Sam Adatto Kayem
Hearing Site: Dallas, TX
| | $0 |
| 09-06774 | 05/05/2011 | Claimant(s): William Brown
Claimant Lawyers(s): Jeffrey B. Kaplan
Respondent(s): Burke Dambly, Daryl Holzberg, James Walsh, Private Asset Group.
Respondent Lawyers(s): Robert J. Girard
Arbitrator(s): Linda B. Kelly, Frances Johnson Wright, James Douglas Haigh
Hearing Site: Dallas, TX
| | Expungement |
| 09-02882 | 04/08/2011 | Claimant(s): Angela Schwausch
Claimant Lawyers(s): Richard H. Elliott
Respondent(s): UBS Financial Services Inc., Kenneth Logsdon, Michael Trahan
Respondent Lawyers(s): Alise Johnson Henry
Arbitrator(s): Kurt L. Smith, Frances Johnson Wright, James Douglas Haigh
Hearing Site: Dallas, TX
| | $25,000 |
| 08-00285 | 08/31/2009 | Claimant(s): Guy Hirsch
Claimant Lawyers(s): George L. Thompson
Respondent(s): Kerry Campbell, First Asset Financial Inc.
Respondent Lawyers(s): Robert L. Wright
Arbitrator(s): Donald Vincent Enright, Russell H Hairston, James Douglas Haigh
Hearing Site: Dallas, TX
| | Stipulated Award |
| 06-04074 | 03/28/2008 | Claimant(s): Charles B., and Denise P. Lee
Claimant Lawyers(s): Richard A. Lewins
Respondent(s): John Moseley, Raymond James Financial Services.
Respondent Lawyers(s): Erin Linehan
Arbitrator(s): Phillip Lee Scheldt, W. Donald Parr, James Douglas Haigh
Hearing Site: Dallas, TX
| | $225,375 |
