| 17-01028 | 02/19/2019 | Claimant(s): Raymond, James & Associates.
Claimant Lawyers(s): George L. Guerra
Respondent(s): Anthony Vaccaro
Respondent Lawyers(s): Kenneth A. Zimmern
Arbitrator(s): Robert C. Denenberg, C. Sumpter Logan, Edward Bradbury Cloutman
Hearing Site: Dallas, TX
| | |
| 16-01949 | 08/03/2017 | Claimant(s): Ellen Robertson
Claimant Lawyers(s): Richard H. Elliott
Respondent(s): Morgan Stanley, James Harvey
Respondent Lawyers(s): Jeffrey Palmer
Arbitrator(s): Robert C. Denenberg, David A. Schuler, James Douglas Haigh
Hearing Site: Dallas, TX
|  | $425 |
| 12-02772 | 10/10/2013 | Claimant(s): Ann Bailey
Claimant Lawyers(s): Shauna Wright
Respondent(s): Robert Williams, Edward Jones
Respondent Lawyers(s): Donald R. Littlefield
Arbitrator(s): Robert C. Denenberg, Jeff Abrams, Catherine M. Norman
Hearing Site: Dallas, TX
| | $263,950 |
| 10-03540 | 08/22/2013 | Claimant(s): Morgan Stanley
Claimant Lawyers(s): Renan I. Sugarman
Respondent(s): David Ferneding
Respondent Lawyers(s): Lowell N. Hawkes
Arbitrator(s): Robert C. Denenberg, Jeff Abrams, Joseph G. Werner
Hearing Site: Dallas, TX
| | |
| 10-02667 | 03/05/2012 | Claimant(s): Ravinder Jain
Claimant Lawyers(s): W. D. Masterson
Respondent(s): Cambridge Legacy Securities L.L.C.
Respondent Lawyers(s): John W. Mahoney
Arbitrator(s): Robert C. Denenberg, Robert L. Chisolm, Dineo Coleman Gary
Hearing Site: Dallas, TX
| | |
| 09-01200 | 09/17/2010 | Claimant(s): Darin Bryant, Janie Bryant
Claimant Lawyers(s): Richard A. Lewins
Respondent(s): Morgan Stanley & Co., Robert Wyatt
Respondent Lawyers(s): Anthony L. Valenzuela
Arbitrator(s): Maxel (Bud) B. Silverberg, Robert C. Denenberg, Edward J. Lynch
Hearing Site: Dallas, TX
| | $0 |
| 08-03432 | 08/17/2009 | Claimant(s): American Capital Partners
Claimant Lawyers(s): Christopher J. Albanese
Respondent(s): Andrew Tressler, Greg Klement, Mary Klement
Respondent Lawyers(s): Bryan Forman, Christopher J. Albanese
Arbitrator(s): Robert C. Denenberg, Robert L. Chisolm, Lawrence R. Maxwell
Hearing Site: Dallas, TX
| | $387,960 |
