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FINRA Awards for Catherine M. Norman

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Case Number Award Date Case Summary Customer Case? Amount Granted
17-0240105/24/2018Claimant(s): Russell Hartsfield IRA, Russell and Margaret Hartsfield
Claimant Lawyers(s): Richard Lewins
Respondent(s): Craig Hodges, First Dallas Securities Incorporated, Hodges Capital Management Inc.
Respondent Lawyers(s): Todd A. Murray
Arbitrator(s): Louis J. Weber, Catherine M. Norman, Larry Adair
Hearing Site: Dallas, TX
Checkmark Icon$76,000
12-0277210/10/2013Claimant(s): Ann Bailey
Claimant Lawyers(s): Shauna Wright
Respondent(s): Robert Williams, Edward Jones
Respondent Lawyers(s): Donald R. Littlefield
Arbitrator(s): Robert C. Denenberg, Jeff Abrams, Catherine M. Norman
Hearing Site: Dallas, TX
Checkmark Icon$263,950
09-0138805/24/2010Claimant(s): James Taylor, Peggy Taylor
Claimant Lawyers(s): Richard B. Fosher
Respondent(s): Edward Jones
Respondent Lawyers(s): Donald R. Littlefield
Arbitrator(s): Phillip Lee Scheldt, Catherine M. Norman, Brian D. Esenwein, JD, CPA
Hearing Site: Dallas, TX
Checkmark Icon$131,000
07-0223411/06/2008Claimant(s): Alan Greenwood
Claimant Lawyers(s): Martin P. Unger
Respondent(s): Adam Maggio, Michael Wittenberg, J.P. Turner & Company, L.L.C.
Respondent Lawyers(s): Richard J. Babnick
Arbitrator(s): Linda B. Kelly, David A. Schuler, Catherine M. Norman
Hearing Site: Dallas, TX
Checkmark IconStipulated Award and Expungement

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