17-02401 | 05/24/2018 | Claimant(s): Russell Hartsfield IRA, Russell and Margaret Hartsfield Claimant Lawyers(s): Richard Lewins Respondent(s): Craig Hodges, First Dallas Securities Incorporated, Hodges Capital Management Inc. Respondent Lawyers(s): Todd A. Murray Arbitrator(s): Louis J. Weber, Catherine M. Norman, Larry Adair Hearing Site: Dallas, TX
| | $76,000 |
12-02772 | 10/10/2013 | Claimant(s): Ann Bailey Claimant Lawyers(s): Shauna Wright Respondent(s): Robert Williams, Edward Jones Respondent Lawyers(s): Donald R. Littlefield Arbitrator(s): Robert C. Denenberg, Jeff Abrams, Catherine M. Norman Hearing Site: Dallas, TX
| | $263,950 |
09-01388 | 05/24/2010 | Claimant(s): James Taylor, Peggy Taylor Claimant Lawyers(s): Richard B. Fosher Respondent(s): Edward Jones Respondent Lawyers(s): Donald R. Littlefield Arbitrator(s): Phillip Lee Scheldt, Catherine M. Norman, Brian D. Esenwein, JD, CPA Hearing Site: Dallas, TX
| | $131,000 |
07-02234 | 11/06/2008 | Claimant(s): Alan Greenwood Claimant Lawyers(s): Martin P. Unger Respondent(s): Adam Maggio, Michael Wittenberg, J.P. Turner & Company, L.L.C. Respondent Lawyers(s): Richard J. Babnick Arbitrator(s): Linda B. Kelly, David A. Schuler, Catherine M. Norman Hearing Site: Dallas, TX
| | Stipulated Award and Expungement |