20-01604 | 07/01/2022 | Claimant(s): Gerald Fallon Claimant Lawyers(s): Jeffrey S. Moeller Respondent(s): Ernest Mishne, Oppenheimer & Co.., Tom Thacker Respondent Lawyers(s): Donald Corbett Arbitrator(s): Michael L. Fortney, Dennis S. Medica, CPA, Ronald Edward Alexander Hearing Site: Cleveland, OH
| | $220,352 |
11-03113 | 12/11/2014 | Claimant(s): Morgan Stanley, Morgan Stanley Smith Barney FA Notes Claimant Lawyers(s): David Lee, Samuel P. Mauch Respondent(s): Laurie Facsina Respondent Lawyers(s): Laurie Fascina Arbitrator(s): Thomas R. Skulina, Robert H. Baker, Dennis S. Medica, CPA Hearing Site: Cleveland, OH
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09-06203 | 06/16/2011 | Claimant(s): John Colley, LaNita Colley Claimant Lawyers(s): W. David Carter Respondent(s): Morgan Keegan & Company. Respondent Lawyers(s): Meredith A. Cunningham Arbitrator(s): Lewis W. Pollok, Patricia B. Lehtola, Brian D. Esenwein, JD, CPA Hearing Site: Dallas, TX
| | $73,000 |
09-01388 | 05/24/2010 | Claimant(s): James Taylor, Peggy Taylor Claimant Lawyers(s): Richard B. Fosher Respondent(s): Edward Jones Respondent Lawyers(s): Donald R. Littlefield Arbitrator(s): Phillip Lee Scheldt, Catherine M. Norman, Brian D. Esenwein, JD, CPA Hearing Site: Dallas, TX
| | $131,000 |