| 18-01124 | 08/07/2019 | Claimant(s): Richard Bodner
Claimant Lawyers(s): Jason T. Albin
Respondent(s): NYLife Securities LLC, William Mangano
Respondent Lawyers(s): Russell Sayre, Steven G. Janik
Arbitrator(s): William M. Getzoff, Robert H. Baker, Veronica A. Rice
Hearing Site: Cleveland, OH
|  | Expungement |
| 13-03758 | 08/06/2015 | Claimant(s): Alexander Walbridge Rumpf, Nancy Cornell Rumpf, Samuel Thayer Rumpf
Claimant Lawyers(s): William R. Lindsley
Respondent(s): Carter Smith, Jeffrey Catlin, Jeffrey Smith, UBS Financial Services Inc.
Respondent Lawyers(s): David I. Hantman
Arbitrator(s): Jeffrey M. Bain, Harvey Michael Rosenberg, Robert H. Baker
Hearing Site: Cleveland, OH
| | Expungement |
| 11-03113 | 12/11/2014 | Claimant(s): Morgan Stanley, Morgan Stanley Smith Barney FA Notes
Claimant Lawyers(s): David Lee, Samuel P. Mauch
Respondent(s): Laurie Facsina
Respondent Lawyers(s): Laurie Fascina
Arbitrator(s): Thomas R. Skulina, Robert H. Baker, Dennis S. Medica, CPA
Hearing Site: Cleveland, OH
| | |
