Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 18-01124 | 08/07/2019 | Claimant(s): Richard Bodner Claimant Lawyers(s): Jason T. Albin Respondent(s): NYLife Securities LLC, William Mangano Respondent Lawyers(s): Russell Sayre, Steven G. Janik Arbitrator(s): William M. Getzoff, Robert H. Baker, Veronica A. Rice Hearing Site: Cleveland, OH |  | Expungement |
| 18-02776 | 03/28/2019 | Claimant(s): Michael Fish Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc. Respondent Lawyers(s): Sarah K. Yates Arbitrator(s): William M. Getzoff Hearing Site: Indianapolis, IN | ||
| 18-01717 | 09/07/2018 | Claimant(s): Stifel, Nicolaus & Co.., Keefe, Bruyette & Woods. Claimant Lawyers(s): Jeffrey C. Primiano Respondent(s): Duncan Preston Respondent Lawyers(s): Duncan Preston Arbitrator(s): William M. Getzoff Hearing Site: St. Louis, MO | ||
| 17-02328 | 01/29/2018 | Claimant(s): Wells Fargo Clearing Services Claimant Lawyers(s): Mitchell Albert Respondent(s): Christopher Watton Respondent Lawyers(s): Christopher Lee Watton Arbitrator(s): William M. Getzoff Hearing Site: Denver, CO | ||
| 17-00926 | 12/22/2017 | Claimant(s): Jana Forster Claimant Lawyers(s): J. Samuel Tenenbaum Respondent(s): LPL Financial LLC, Kodi Hermann Respondent Lawyers(s): Jon Kaplon Arbitrator(s): William M. Getzoff Hearing Site: Indianapolis, IN | | $10,889 |
| 17-02413 | 12/21/2017 | Claimant(s): Rita Mahn Claimant Lawyers(s): Donald J. Mehan Respondent(s): Wells Fargo Clearing Services Respondent Lawyers(s): Michael Naccarato Arbitrator(s): William M. Getzoff Hearing Site: St. Louis, MO | ||
| 16-03084 | 08/17/2017 | Claimant(s): Wells Fargo Advisors Claimant Lawyers(s): Bruce Lewitas Respondent(s): Lisa Schesso Respondent Lawyers(s): Lisa Kay Schesso Arbitrator(s): William M. Getzoff Hearing Site: Minneapolis, MN | ||
| 15-03055 | 12/27/2016 | Claimant(s): Wells Fargo Advisors Claimant Lawyers(s): Gary I. Blackman Respondent(s): Craig Lennon Respondent Lawyers(s): Thomas F. Burke Arbitrator(s): William M. Getzoff Hearing Site: Chicago, IL | ||
| 16-01636 | 11/22/2016 | Claimant(s): Waddell & Reed Claimant Lawyers(s): Lindsay E Wuller Respondent(s): Raul Jacobs Respondent Lawyers(s): Raul Enrique Jacobs Arbitrator(s): William M. Getzoff Hearing Site: Chicago, IL | ||
| 15-03056 | 11/22/2016 | Claimant(s): Larry Douglas, Terra Douglas Claimant Lawyers(s): Joseph Delich Respondent(s): Larry Waldrop, Matthew Waldrop, Voya Financial Advisors. Respondent Lawyers(s): C. Bryce Benson Arbitrator(s): William M. Getzoff Hearing Site: St. Louis, MO | | $43,993 |