| 17-02328 | 01/29/2018 | Claimant(s): Wells Fargo Clearing Services
Claimant Lawyers(s): Mitchell Albert
Respondent(s): Christopher Watton
Respondent Lawyers(s): Christopher Lee Watton
Arbitrator(s): William M. Getzoff
Hearing Site: Denver, CO
| | |
| 11-01116 | 04/13/2012 | Claimant(s): Jason Schlesinger
Claimant Lawyers(s): Richard E. Levine
Respondent(s): Wells Fargo Advisors, Peter Hong, Wallace Key
Respondent Lawyers(s): Mitchell Albert
Arbitrator(s): Joseph H. Sturdivant, Kenneth W. Gosliner, John J. Shook
Hearing Site: San Francisco, CA
| | |
| 10-01149 | 06/10/2011 | Claimant(s): Ellen Brown
Claimant Lawyers(s): Marc I. Zussman
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc., Neuberger Berman LLC
Respondent Lawyers(s): Mitchell Albert, Tara A. LaClair
Arbitrator(s): Herbert Leslie Greenberg, Vincent J. Natoli, Daniel R. Brush
Hearing Site: Los Angeles, CA
|  | $0 |
| 09-01822 | 06/04/2010 | Claimant(s): JoAnne Simas, Joseph Simas
Claimant Lawyers(s): Mitchell Albert
Respondent(s): WAMU Investments., Jim McElravy
Respondent Lawyers(s): Robert J. Stumpf
Arbitrator(s): Donald S. Duerson, John P. Wilson, Walter J. Huntley
Hearing Site: San Francisco, CA
| | $350,000 |
| 09-04680 | 04/28/2010 | Claimant(s): Wells Fargo Advisors
Claimant Lawyers(s): Mitchell Albert
Respondent(s): James Hays, Paul Vannuki, Roland Hansalik, Terry Chase
Respondent Lawyers(s): Mitchell Albert, Roland Hansalik
Arbitrator(s): Dorothy B. Strackbein, Cathleen M. Cobb, Janice A. Salter
Hearing Site: Los Angeles, CA
| | |
| 09-01339 | 08/28/2009 | Claimant(s): Oppenheimer & Co..
Claimant Lawyers(s): Mitchell Albert
Respondent(s): Elyahou Asherian
Respondent Lawyers(s): Elyahou Asherian
Arbitrator(s): Robert C. Albini
Hearing Site: Los Angeles, CA
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