| 17-00710 | 10/06/2017 | Claimant(s): Fidelity Brokerage Services LLC
Claimant Lawyers(s): Jennifer A. Kenedy
Respondent(s): John Nordstrom, Innovation Wealth Management
Respondent Lawyers(s): Dylan W. Wiseman
Arbitrator(s): Walter J. Huntley, Shawn Ridgell, Michael C. Pastena
Hearing Site: San Francisco, CA
| | |
| 16-01123 | 03/09/2017 | Claimant(s): Anthony Pryor
Claimant Lawyers(s): Jonathan E. Neuman
Respondent(s): Wells Fargo Advisors
Respondent Lawyers(s): Geoff Beckham
Arbitrator(s): George W. Harding, Herbert Liberman, Walter J. Huntley
Hearing Site: Albuquerque, NM
|  | $357,000 |
| 16-01485 | 01/19/2017 | Claimant(s): Wells Fargo Advisors
Claimant Lawyers(s): Timothy N Will
Respondent(s): David McDonald
Respondent Lawyers(s): Victor Bayata
Arbitrator(s): Walter J. Huntley
Hearing Site: San Francisco, CA
| | |
| 13-03214 | 05/14/2014 | Claimant(s): Dorothy Askew
Claimant Lawyers(s): Joshua B. Kons
Respondent(s): Steven Boblis
Respondent Lawyers(s): Steven Mark Boblis
Arbitrator(s): Walter J. Huntley
Hearing Site: San Francisco, CA
| | $40,300 |
| 12-00363 | 05/01/2014 | Claimant(s): Albertus Niehuis, Andrea Niehuis, ARI - OP 18, TIC SHS Pittsburgh 2, TIC TPS Portland 3
Claimant Lawyers(s): Kalju Nekvasil
Respondent(s): Ameriprise Financial Services.
Respondent Lawyers(s): Sydney H. Crowder
Arbitrator(s): Walter J. Huntley, Joseph M. O'Connor, Adrian Alec Colley
Hearing Site: San Francisco, CA
| | $1,165,880 |
| 13-00469 | 10/29/2013 | Claimant(s): Rocco Frattaroli
Claimant Lawyers(s): Rocco Frattaroli
Respondent(s): Wells Fargo Advisors
Respondent Lawyers(s): Thomas F. Kopshever
Arbitrator(s): Walter J. Huntley
Hearing Site: San Francisco, CA
| | $3,289 |
| 12-00003 | 05/20/2013 | Claimant(s): Tim Welch
Claimant Lawyers(s): Tim L Welch
Respondent(s): Charles Schwab & Co..
Respondent Lawyers(s): Anne Reilly
Arbitrator(s): Walter J. Huntley
Hearing Site: San Francisco, CA
| | $0 |
| 10-04881 | 02/19/2013 | Claimant(s): Wells Fargo Advisors
Claimant Lawyers(s): L. Eric Dowell
Respondent(s): Sherry Hooper, The Wayne D. and Gail M. Allison Living
Respondent Lawyers(s): Sherry Hooper, Wayne Allison
Arbitrator(s): Paul J. Dubow, Frank R Weaver, Walter J. Huntley
Hearing Site: Reno, NV
| | $0 |
| 08-02259 | 02/08/2012 | Claimant(s): Olga Basil, Pooroushasb Parineh, John Davoudi and Maro Davoudi, Majid Harirchi and Katayoun R. Harirchi, Mike Mashayekh and Jackie Mashayekh, Grace Purpura-Andriola TTEE FBO
Claimant Lawyers(s): Richard M. Kelly
Respondent(s): Farhang Oshidary, Grace Purpura-Andriola, Pari Jamshidi
Respondent Lawyers(s): Christopher Mader, Richard M. Kelly
Arbitrator(s): Herb Schwartz, Walter J. Huntley, Mary Kay Higgins Crockett
Hearing Site: San Francisco, CA
| | $370,000 |
| 09-05158 | 12/14/2010 | Claimant(s): Lynda Adee
Claimant Lawyers(s): Elizabeth A. O'Brien
Respondent(s): Wells Fargo Advisors, Thorolf Teigen
Respondent Lawyers(s): Judy Louie
Arbitrator(s): Walter J. Huntley
Hearing Site: San Francisco, CA
| | $53,000 |
