| 15-02148 | 06/07/2016 | Claimant(s): Ruthe Gomez, Advisory Financial Consultants.
Claimant Lawyers(s): Christopher Mader
Respondent(s): John Lohmeier, Rebecca Townsend
Respondent Lawyers(s): John Harold Lohmeier, Rebecca Anne Townsend
Arbitrator(s): Charles E. Farnsworth
Hearing Site: San Francisco, CA
| | |
| 07-03055 | 12/29/2015 | Claimant(s): Ruthe Gomez, Advisory Financial Consultants.
Claimant Lawyers(s): Christopher Mader
Respondent(s): Locke Haven, TradeRight Securities.
Respondent Lawyers(s): Becky Townsend, Michael Rukojzo
Arbitrator(s): Charles E. Farnsworth, David J. Romanski, Michael Craig Butterworth
Hearing Site: San Francisco, CA
| | |
| 13-02766 | 06/03/2015 | Claimant(s): Estate of Donald F. Peters, Deceased, EDFP Limited Partnership
Claimant Lawyers(s): Christopher Mader
Respondent(s): Scottrade Inc.
Respondent Lawyers(s): Wendy S. Menghini
Arbitrator(s): Mark R. Lee, Ronald O. Bub, E. Milton Frosburg
Hearing Site: San Diego, CA
|  | $0 |
| 11-03381 | 06/02/2015 | Claimant(s): Daniel Gulak
Claimant Lawyers(s): Val D. Hornstein
Respondent(s): Patrick Nelson, Robert Angle, White Pacific Securities.
Respondent Lawyers(s): Christopher Mader, Elizabeth Lowery
Arbitrator(s): Richard D. DeVita, Linda J. Baer, Robert T. Costello
Hearing Site: Newark, NJ
| | $250,000 |
| 13-01024 | 03/19/2015 | Claimant(s): Reuben Vollmer
Claimant Lawyers(s): Christopher Mader
Respondent(s): Aaron Maurer, Norman Price, Ronald Robertson, RP Capital LLC., Strategic Capital Group
Respondent Lawyers(s): Christine E. Tavares, William E. Fitzharris
Arbitrator(s): Larry Edmonson, Mark S. Priver, Richard A. Stephens
Hearing Site: Los Angeles, CA
| | Expungement |
| 13-00495 | 12/10/2014 | Claimant(s): Donna Tait, Donna R. Tait IRA, Donna R. Tait Spousal IRA, Tait Marital Deduction Trust
Claimant Lawyers(s): Christopher Mader
Respondent(s): Craig Johnsen, Norman Price, Ronald Robertson, RP Capital LLC, Strategic Capital Group
Respondent Lawyers(s): William E. Fitzharris
Arbitrator(s): Laurie E. Law, Al Van Kampen, Ann Sattler
Hearing Site: Seattle, WA
| | Expungement |
| 12-00556 | 06/03/2013 | Claimant(s): Donald Sehmel, Mary Sehmel, The Sehmel Homestead Limited Partnership, 1995 Sehmel Homestead Charitable Trust
Claimant Lawyers(s): Christopher Mader
Respondent(s): Craig Johnsen, Norman Price, Ronald Robertson, RP Capital LLC, Strategic Capital Group
Respondent Lawyers(s): William E. Fitzharris
Arbitrator(s): Joseph C. Roberts, Elwood C. Avery, Thomas R. Dreiling
Hearing Site: Seattle, WA
| | $0 |
| 11-03496 | 04/19/2013 | Claimant(s): Ernest Gomez, Kim Gomez, KEGZ Interests LP Defined Benefit Plan
Claimant Lawyers(s): Christopher Mader
Respondent(s): Wells Fargo Investments
Respondent Lawyers(s): Brent J. Burtin
Arbitrator(s): Thomas D. Nagle, William Edward Buck, Montie G. Grimes
Hearing Site: Houston, TX
| | Expungement |
| 10-05679 | 04/03/2013 | Claimant(s): Akira Akagawa, Anna Liao, Mike Fuller, Seiko Akagawa, Fuller-Liao Family Trust
Claimant Lawyers(s): Christopher Mader
Respondent(s): Alexander Montano, Christopher Turoci, Otilia Chen Rodriguez, Shawn Crawford, Steven Goodrich, C.K. Cooper & Company.
Respondent Lawyers(s): David Jarvis, Shawn E. Cowles, Shawn Patrick Crawford
Arbitrator(s): Robert E. Thompson, Roslyn Terri Mandel, Richard Ullman
Hearing Site: San Francisco, CA
| | $687,644 |
| 08-02259 | 02/08/2012 | Claimant(s): Olga Basil, Pooroushasb Parineh, John Davoudi and Maro Davoudi, Majid Harirchi and Katayoun R. Harirchi, Mike Mashayekh and Jackie Mashayekh, Grace Purpura-Andriola TTEE FBO
Claimant Lawyers(s): Richard M. Kelly
Respondent(s): Farhang Oshidary, Grace Purpura-Andriola, Pari Jamshidi
Respondent Lawyers(s): Christopher Mader, Richard M. Kelly
Arbitrator(s): Herb Schwartz, Walter J. Huntley, Mary Kay Higgins Crockett
Hearing Site: San Francisco, CA
| | $370,000 |
