14-00712 | 07/07/2015 | Claimant(s): Rebecca Ann Dyer Tilton Claimant Lawyers(s): Judson M. Lee Respondent(s): Wells Fargo Advisors Financial Network Respondent Lawyers(s): Brent J. Burtin Arbitrator(s): Clayton J. Borne, Lovella L. Richardson, Barbara L. Edin Hearing Site: Jackson, MS
| | $60,400 |
12-00512 | 06/19/2015 | Claimant(s): Eugene Doskocz, Fiona Doskocz Claimant Lawyers(s): Anthony Trogan Respondent(s): A.G. Edwards & Sons., Sigma Financial Corporation Respondent Lawyers(s): Brent J. Burtin, Jonathan M. Sterling Arbitrator(s): Barry Goldman, Kendall B. Perry, William Joseph Caprathe Hearing Site: Detroit, MI
| | $80,000 |
13-00061 | 03/30/2015 | Claimant(s): Louis Helder Claimant Lawyers(s): John A. Hubbard Respondent(s): Charles Anderson, Wells Fargo Advisors Respondent Lawyers(s): Brent J. Burtin Arbitrator(s): John F. Burns, James L. Karpen, Richard Edward Rassel Hearing Site: Detroit, MI
| | Expungement |
12-03924 | 03/02/2015 | Claimant(s): Brian Hobby Claimant Lawyers(s): Jeffrey R. Youngman Respondent(s): Wells Fargo Advisors, Jamie Meehan, William O'connor, Meehan Financial Group Respondent Lawyers(s): Brent J. Burtin Arbitrator(s): Sam Antar Hearing Site: Newark, NJ
| | $60,000 |
12-02667 | 04/03/2014 | Claimant(s): Joseph Mysliwiec, Mary Mysliwiec, Ronald T. Mysliwiec (decd) IRA Claimant Lawyers(s): Dale Ledbetter Respondent(s): Wells Fargo Securities Respondent Lawyers(s): Brent J. Burtin Arbitrator(s): Timothy J. Currier, Mark Scarr, John P. Gouttiere Hearing Site: Detroit, MI
| | Expungement |
13-01467 | 04/02/2014 | Claimant(s): Tao Pan Claimant Lawyers(s): Tao Pan Respondent(s): James Marino Respondent Lawyers(s): Brent J. Burtin Arbitrator(s): Sheldon Seligsohn Hearing Site: Philadelphia, PA
| | $175 |
11-03496 | 04/19/2013 | Claimant(s): Ernest Gomez, Kim Gomez, KEGZ Interests LP Defined Benefit Plan Claimant Lawyers(s): Christopher Mader Respondent(s): Wells Fargo Investments Respondent Lawyers(s): Brent J. Burtin Arbitrator(s): Thomas D. Nagle, William Edward Buck, Montie G. Grimes Hearing Site: Houston, TX
| | Expungement |
11-03259 | 11/19/2012 | Claimant(s): Robert Slovinsky Claimant Lawyers(s): Joseph A. Vallo Respondent(s): Wells Fargo Advisors Respondent Lawyers(s): Brent J. Burtin Arbitrator(s): Robert J. Kheel, Raymond J. Cullen, Laura Carraher Hearing Site: New York, NY
| | Expungement |
12-00491 | 09/27/2012 | Claimant(s): Randi Belin (aka Randi Rosen), Sylvia Belin Claimant Lawyers(s): Christine Lazaro Respondent(s): Wells Fargo Advisors, Jeri Cohen Respondent Lawyers(s): Brent J. Burtin Arbitrator(s): James S. Hazard Hearing Site: New York, NY
| | $0 |
11-01444 | 11/18/2011 | Claimant(s): Coleman Burns Claimant Lawyers(s): Coleman John Burns Respondent(s): Wells Fargo Advisors, Steven Perillo Respondent Lawyers(s): Brent J. Burtin Arbitrator(s): S. Charles Tabak Hearing Site: Newark, NJ
| | $283 |