13-03136 | 07/11/2014 | Claimant(s): John Foster, Sandra Foster Claimant Lawyers(s): Kristian P. Kraszewiski Respondent(s): Hennion & Walsh. Respondent Lawyers(s): Stephanie M. Wayco Arbitrator(s): Sheldon Seligsohn Hearing Site: Philadelphia, PA
| | $600 |
12-02752 | 05/21/2014 | Claimant(s): Cambridge Investment Research. Claimant Lawyers(s): Jonathan Kramer Respondent(s): John Mazzarella Respondent Lawyers(s): John Fredrick Mazzarella Arbitrator(s): Sheldon Seligsohn Hearing Site: Philadelphia, PA
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13-01467 | 04/02/2014 | Claimant(s): Tao Pan Claimant Lawyers(s): Tao Pan Respondent(s): James Marino Respondent Lawyers(s): Brent J. Burtin Arbitrator(s): Sheldon Seligsohn Hearing Site: Philadelphia, PA
| | $175 |
12-03610 | 01/14/2014 | Claimant(s): Joseph Czarnecki, Nancy Czarnecki Claimant Lawyers(s): Glenn S. Gitomer Respondent(s): Securities America., Michael Sztrom, Raymond Lucia, First Allied Securities., RJL Wealth Management, Raymond J. Lucia Companies. Respondent Lawyers(s): Denis C. Dice, Michael Sztrom, Neal S. Robb Arbitrator(s): Sheldon Seligsohn, Ethan L. Lewis, Laura A. Kaster Hearing Site: Philadelphia, PA
| | Expungement |
11-02495 | 11/18/2013 | Claimant(s): Alexander Simanovsky Claimant Lawyers(s): Christopher C. Coss Respondent(s): Wells Fargo Advisors Respondent Lawyers(s): Thomas B. Lewis Arbitrator(s): Diane Ciccone, Sheldon Seligsohn, Jonathan A. Siegel Hearing Site: Philadelphia, PA
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12-01373 | 07/18/2013 | Claimant(s): Jeffrey Springer Claimant Lawyers(s): Thomas J. Momjian Respondent(s): Wells Fargo Advisors Respondent Lawyers(s): Rosemary S. Gousman Arbitrator(s): Sheldon Seligsohn, Richard Frank Colello, David F. Griesing Hearing Site: Philadelphia, PA
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11-00605 | 07/03/2012 | Claimant(s): Alexander Schernecke Claimant Lawyers(s): Nicholas J Guiliano Respondent(s): Wells Fargo Advisors, Jamie Baraldi, UBS Financial Services Inc. Respondent Lawyers(s): Angela A. Turiano, Brian A. Carlis, Edward W. Larkin Arbitrator(s): Sheldon Seligsohn, Jerry Schuchman, Frank P. Santangelo Hearing Site: Philadelphia, PA
| | Expungement |
10-02507 | 12/29/2010 | Claimant(s): Ronald Avenia Claimant Lawyers(s): Ronald J. Avenia Respondent(s): Fidelity Brokerage Services LLC Respondent Lawyers(s): Meredith A. Faro Arbitrator(s): Sheldon Seligsohn Hearing Site: Philadelphia, PA
| | $2,925 |
06-03828 | 07/27/2009 | Claimant(s): Citigroup Global Markets. Claimant Lawyers(s): Joseph E. Gehring Respondent(s): Eric Boory, Eric Stevens, Gerald Grossman, Morgan Stanley DW Inc., Scott Lerner, Stanley Lerner Respondent Lawyers(s): John Greco, Philip J. Campisi Arbitrator(s): Sheldon Seligsohn, Glenn J. Hansen, Susan Mills Richmond Hearing Site: Philadelphia, PA
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06-03545 | 11/20/2007 | Claimant(s): Martin Braam Claimant Lawyers(s): Martin E. Braam Respondent(s): John Fioretti, GCO Services f/k/a Gruntal & Co. Respondent Lawyers(s): John Fioretti Arbitrator(s): Mary Ann M. Melchiorre, Sheldon Seligsohn, Rochelle K. Kaplan Hearing Site: Philadelphia, PA
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