| 18-02742 | 09/20/2018 | Claimant(s): Judy J. Smith, IRA, Michael D. Smith, Michael D. Smith and Judy J. Smith JTWRO
Claimant Lawyers(s): Scott L. Silver
Respondent(s): Newport Coast Securities.
Respondent Lawyers(s): Dan Druz
Arbitrator(s): Rochelle K. Kaplan
Hearing Site: Philadelphia, PA
|  | $816,000 |
| 16-01293 | 01/19/2018 | Claimant(s): Ana DeFelice, Angelo Benedetto, Barbara Lake, Eugene Mahon, Gail Eichelberger, Gloria Kittner, Grace Warner, Harold Warner, Herbert Kittner, James Lake, Jane Hocking, John Eichelberger, John Hocking, Kenneth DeFelice, Marjann Mahon, Edward and Helen Kobal, Thomas and Arlene Richardson
Claimant Lawyers(s): Adam J. Weinstein
Respondent(s): Anthony Diaz
Respondent Lawyers(s): Anthony Diaz
Arbitrator(s): Rochelle K. Kaplan
Hearing Site: Philadelphia, PA
| | $4,339,300 |
| 13-02531 | 06/02/2014 | Claimant(s): Stuart Cahn
Claimant Lawyers(s): Marc Cahn
Respondent(s): RBC Capital Markets LLC
Respondent Lawyers(s): Frank J. Cuccio
Arbitrator(s): Rochelle K. Kaplan
Hearing Site: Philadelphia, PA
| | Expungement |
| 13-00722 | 05/30/2014 | Claimant(s): James Salvano, Rene Salvano
Claimant Lawyers(s): Benjamin Lapin
Respondent(s): Morgan Stanley Smith Barney LLC
Respondent Lawyers(s): Chan H. Nam
Arbitrator(s): Rochelle K. Kaplan
Hearing Site: Philadelphia, PA
| | Expungement |
| 06-03545 | 11/20/2007 | Claimant(s): Martin Braam
Claimant Lawyers(s): Martin E. Braam
Respondent(s): John Fioretti, GCO Services f/k/a Gruntal & Co.
Respondent Lawyers(s): John Fioretti
Arbitrator(s): Mary Ann M. Melchiorre, Sheldon Seligsohn, Rochelle K. Kaplan
Hearing Site: Philadelphia, PA
| | |
