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FINRA Awards for Michael D. Smith

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Case Number Award Date Case Summary Customer Case? Amount Granted
18-0274209/20/2018Claimant(s): Judy J. Smith, IRA, Michael D. Smith, Michael D. Smith and Judy J. Smith JTWRO
Claimant Lawyers(s): Scott L. Silver
Respondent(s): Newport Coast Securities.
Respondent Lawyers(s): Dan Druz
Arbitrator(s): Rochelle K. Kaplan
Hearing Site: Philadelphia, PA
Checkmark Icon$816,000

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