| 20-01721 | 09/22/2022 | Claimant(s): John Ewine
Claimant Lawyers(s): David W. Porteous
Respondent(s): John Orlando, Richard Rappaport, Newport Coast Securities., Westpark Capital.
Respondent Lawyers(s): Kevin Lee, Nancy L. Hendrickson, Todd A. Zuckerbrod
Arbitrator(s): Martin D. Munic, Thomas J. Gmeinder, Steven M. Bialick
Hearing Site: Minneapolis, MN
|  | Expungement |
| 19-03104 | 09/29/2021 | Claimant(s): Paul Murphy
Claimant Lawyers(s): Chad Weaver
Respondent(s): Calton & Associates., J.P. Turner & Company, Newport Coast Securities.
Respondent Lawyers(s): Benjamin J. Biard, Christopher A. Cokinis, Kevin Lee
Arbitrator(s): Gayle B. Carlson
Hearing Site: Orlando, FL
| | |
| 20-02763 | 04/21/2021 | Claimant(s): Timothy Hassell
Claimant Lawyers(s): Jennifer P. Farrar
Respondent(s): Newport Coast Securities.
Respondent Lawyers(s): Kevin Lee
Arbitrator(s): Kirtley M. Thiesmeyer
Hearing Site: Los Angeles, CA
| | |
| 17-02142 | 04/03/2019 | Claimant(s): Richard Bellinfante
Claimant Lawyers(s): Richard Bellinfante
Respondent(s): Joseph Mangiapane, Kevin Lee, Kristopher Kessler, Richard Onesto, Newport Coast Securities.
Respondent Lawyers(s): Anthony DeMint, Joseph Mangiapane, Julie E. Kamps, Kevin Chong Lee
Arbitrator(s): Ronald L. Cameron
Hearing Site: Las Vegas, NV
| | |
| 18-02742 | 09/20/2018 | Claimant(s): Judy J. Smith, IRA, Michael D. Smith, Michael D. Smith and Judy J. Smith JTWRO
Claimant Lawyers(s): Scott L. Silver
Respondent(s): Newport Coast Securities.
Respondent Lawyers(s): Dan Druz
Arbitrator(s): Rochelle K. Kaplan
Hearing Site: Philadelphia, PA
| | $816,000 |
| 16-02696 | 09/10/2018 | Claimant(s): Jane Steinman, Jane E Steinman IRA, Ruth Steinman Granddaughter IRR Trust, Ruth Steinman Granddaughter's Trust
Claimant Lawyers(s): Scott L. Silver
Respondent(s): Newport Coast Securities.
Respondent Lawyers(s): Kevin Lee
Arbitrator(s): Tracy L. Allen
Hearing Site: Cleveland, OH
| | $103,986 |
| 17-00798 | 05/01/2018 | Claimant(s): Jerry Caporale
Claimant Lawyers(s): Jerry Caporale
Respondent(s): Newport Coast Securities.
Respondent Lawyers(s): Kevin Lee
Arbitrator(s): Edward Blumstein
Hearing Site: Philadelphia, PA
| | |
| 16-00303 | 02/14/2018 | Claimant(s): Donna Hankin IRA, Lee Hankin IRA, Donna Hankin and Lee Hankin JTWROS
Claimant Lawyers(s): Scott L. Silver
Respondent(s): Braver Stern Securities LLC, Newport Coast Securities.
Respondent Lawyers(s): Nat Wasserstein, Richard Onesto
Arbitrator(s): Susan L. Luck, William P. Loughnane, Margaret Elizabeth Gee
Hearing Site: Charlotte, NC
| | $281,264 |
| 15-03218 | 01/20/2017 | Claimant(s): Ann Vazzana, Bruce Vazzana, Vazzana Underground Construction, Vazzana Family Trust
Claimant Lawyers(s): Lars K. Soreide
Respondent(s): Newport Coast Securities.
Respondent Lawyers(s): Elizabeth Lowery
Arbitrator(s): Joseph C. Watson, Owen Frances, Leslie Marie Hopp
Hearing Site: Los Angeles, CA
| | Expungement |
| 15-03423 | 12/20/2016 | Claimant(s): Norman Rupp
Claimant Lawyers(s): David Neuman
Respondent(s): Newport Coast Securities.
Respondent Lawyers(s): David A. Druz
Arbitrator(s): Thomas R. Bromberg
Hearing Site: Salt Lake City, UT
| | $49,999 |
