| 21-02754 | 01/02/2024 | Claimant(s): Jeffrey Nemesi
Claimant Lawyers(s): Stephan Louviere
Respondent(s): Falcon Square Capital
Respondent Lawyers(s): Paul J. Bazil
Arbitrator(s): Jeffrey R. Brown, Margaret Elizabeth Gee, Danny Lynn Ingram
Hearing Site: Raleigh, NC
| | |
| 18-03766 | 11/08/2019 | Claimant(s): John Kline
Claimant Lawyers(s): Tosh D. Grebenik
Respondent(s): UBS Financial Services Inc., Janney Montgomery Scott LLC
Respondent Lawyers(s): Jill Clarke, Jonathan C. Schwartz
Arbitrator(s): Margaret Elizabeth Gee
Hearing Site: Raleigh, NC
| | |
| 16-03523 | 03/21/2018 | Claimant(s): Wells Fargo Advisors
Claimant Lawyers(s): Todd Ratner
Respondent(s): Mark Anthony
Respondent Lawyers(s): Bryant Duke Paris III
Arbitrator(s): Fred Kelner, Margaret Elizabeth Gee, Theresa Joan Rosenberg
Hearing Site: Raleigh, NC
| | |
| 16-00303 | 02/14/2018 | Claimant(s): Donna Hankin IRA, Lee Hankin IRA, Donna Hankin and Lee Hankin JTWROS
Claimant Lawyers(s): Scott L. Silver
Respondent(s): Braver Stern Securities LLC, Newport Coast Securities.
Respondent Lawyers(s): Nat Wasserstein, Richard Onesto
Arbitrator(s): Susan L. Luck, William P. Loughnane, Margaret Elizabeth Gee
Hearing Site: Charlotte, NC
|  | $281,264 |
| 10-03040 | 07/21/2011 | Claimant(s): Ronald Brown
Claimant Lawyers(s): Christopher M. Whelchel
Respondent(s): Wells Fargo Advisors
Respondent Lawyers(s): John G. McDonald
Arbitrator(s): Stephen P. Hoffman, Michael C. Wittenberg, CPF, CLU, ChFC, Margaret Elizabeth Gee
Hearing Site: Charlotte, NC
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