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FINRA Awards for Jeffrey Brown

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Case Number Award Date Case Summary Customer Case? Amount Granted
21-0275401/02/2024Claimant(s): Jeffrey Nemesi
Claimant Lawyers(s): Stephan Louviere
Respondent(s): Falcon Square Capital
Respondent Lawyers(s): Paul J. Bazil
Arbitrator(s): Jeffrey R. Brown, Margaret Elizabeth Gee, Danny Lynn Ingram
Hearing Site: Raleigh, NC
11-0053503/26/2012Claimant(s): Jeffrey Brown
Claimant Lawyers(s): Jeffrey L. Brown
Respondent(s): Morgan Stanley, Morgan Stanley & Co., Leonard Waldmann
Respondent Lawyers(s): Braden O. Wilhelm
Arbitrator(s): Dennis R. Frohlich
Hearing Site: Denver, CO
Checkmark IconStipulated Award and Expungement
08-0159312/31/2008Claimant(s): Jeffrey Brown
Claimant Lawyers(s): Jeffrey D. Brown
Respondent(s): Chase Investment Services Corp., Lamon Jackson, Susan Vanspybrook
Respondent Lawyers(s): Sheila E. Carson
Arbitrator(s): William H. Morris
Hearing Site: Detroit, MI
Checkmark Icon$88

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