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FINRA Awards for Paul J. Bazil

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Case Number Award Date Case Summary Customer Case? Amount Granted
21-0275401/02/2024Claimant(s): Jeffrey Nemesi
Claimant Lawyers(s): Stephan Louviere
Respondent(s): Falcon Square Capital
Respondent Lawyers(s): Paul J. Bazil
Arbitrator(s): Jeffrey R. Brown, Margaret Elizabeth Gee, Danny Lynn Ingram
Hearing Site: Raleigh, NC
22-0293405/02/2023Claimant(s): Joseph Dalton
Claimant Lawyers(s): Aleaha N. Jones
Respondent(s): Belle Haven Investments, L.P.
Respondent Lawyers(s): Paul J. Bazil
Arbitrator(s): Selma Moy
Hearing Site: New York, NY
18-0100308/27/2018Claimant(s): Randall Sandstrom
Claimant Lawyers(s): Paul J. Bazil
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): Matthew C. Plant
Arbitrator(s): Olivia Milbank Farrar
Hearing Site: Washington, DC

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