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FINRA Awards for Ronald Brown

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Case Number Award Date Case Summary Customer Case? Amount Granted
10-0304007/21/2011Claimant(s): Ronald Brown
Claimant Lawyers(s): Christopher M. Whelchel
Respondent(s): Wells Fargo Advisors
Respondent Lawyers(s): John G. McDonald
Arbitrator(s): Stephen P. Hoffman, Michael C. Wittenberg, CPF, CLU, ChFC, Margaret Elizabeth Gee
Hearing Site: Charlotte, NC
10-0198610/21/2010Claimant(s): Wells Fargo Advisors
Claimant Lawyers(s): Renan I. Sugarman
Respondent(s): Ronald Brown
Respondent Lawyers(s): Ronald Lucas Brown
Arbitrator(s): Irving A. Chesler
Hearing Site: Louisville, KY

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