| 23-02895 | 10/08/2024 | Claimant(s): Shawn Spellacy
Claimant Lawyers(s): Peter Lindholm
Respondent(s): Calton & Associates.
Respondent Lawyers(s): Saad Rahmouni Idrissi
Arbitrator(s): John J. Fitzpatrick
Hearing Site: San Francisco, CA
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| 23-00802 | 03/15/2024 | Claimant(s): Mark Lamkin
Claimant Lawyers(s): Nathan Lamb
Respondent(s): Calton & Associates.
Respondent Lawyers(s): Saad Rahmouni
Arbitrator(s): George G. Kurschner
Hearing Site: Louisville, KY
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| 23-01741 | 03/05/2024 | Claimant(s): Heath Goldstein
Claimant Lawyers(s): Jennifer P. Farrar
Respondent(s): Calton & Associates.
Respondent Lawyers(s): Saad Rahmouni-Idrissi
Arbitrator(s): Mark Astarita, Julian F. Santos, Allan Marain
Hearing Site: Jersey City, NJ
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| 23-01008 | 12/13/2023 | Claimant(s): Paul Murphy
Claimant Lawyers(s): Debra A. Jenks
Respondent(s): Calton & Associates.
Respondent Lawyers(s): Saad Rahmouni
Arbitrator(s): John P. Cullem
Hearing Site: Tampa, FL
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| 23-01273 | 11/21/2023 | Claimant(s): Anthony Caputo
Claimant Lawyers(s): Debra A. Jenks
Respondent(s): Calton & Associates.
Respondent Lawyers(s): Saad Rahmouni
Arbitrator(s): Alice E. Winkler
Hearing Site: Jersey City, NJ
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| 23-01497 | 11/21/2023 | Claimant(s): Marc Seeherman
Claimant Lawyers(s): Steven E. Mellen
Respondent(s): Calton & Associates.
Respondent Lawyers(s): Saad Rahmouni
Arbitrator(s): Jeffrey Alan Helewitz, Albert L. Akerman, Steven Gary Leventhal
Hearing Site: New York, NY
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| 22-02233 | 05/31/2023 | Claimant(s): Phyllis Strickland
Claimant Lawyers(s): Gail E. Boliver
Respondent(s): Daryl Calton, Calton & Associates.
Respondent Lawyers(s): Gregg J. Breitbart
Arbitrator(s): Barbara M. Zak, Jay H. Feldstein, Renee Bryna Gerstman
Hearing Site: Phoenix, AZ
|  | Dismissed with Rule 12206 |
| 21-00277 | 11/01/2021 | Claimant(s): Kevin Saia
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Calton & Associates.
Respondent Lawyers(s): Debra A. Jenks
Arbitrator(s): Ronald Harris Kisner
Hearing Site: New York, NY
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| 19-03104 | 09/29/2021 | Claimant(s): Paul Murphy
Claimant Lawyers(s): Chad Weaver
Respondent(s): Calton & Associates., J.P. Turner & Company, Newport Coast Securities.
Respondent Lawyers(s): Benjamin J. Biard, Christopher A. Cokinis, Kevin Lee
Arbitrator(s): Gayle B. Carlson
Hearing Site: Orlando, FL
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| 19-02940 | 08/30/2021 | Claimant(s): Mark Sitter
Claimant Lawyers(s): Esther Treneer
Respondent(s): Calton & Associates., Capital Financial Services.
Respondent Lawyers(s): Gordon Dihle, Martin S. Schexnayder
Arbitrator(s): James Wallace Boeckman, Stephanie E. Simmons, Curtis Jay Meador
Hearing Site: Houston, TX
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