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FINRA Awards for Daryl Calton

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Case Number Award Date Case Summary Customer Case? Amount Granted
22-0223305/31/2023Claimant(s): Phyllis Strickland
Claimant Lawyers(s): Gail E. Boliver
Respondent(s): Daryl Calton, Calton & Associates.
Respondent Lawyers(s): Gregg J. Breitbart
Arbitrator(s): Barbara M. Zak, Jay H. Feldstein, Renee Bryna Gerstman
Hearing Site: Phoenix, AZ
Checkmark IconDismissed with Rule 12206
13-0095003/06/2014Claimant(s): Janice Johnston, Robert Johnston, Robert F. and Janice M. Johnston Rev. Tr
Claimant Lawyers(s): Jon A. Titus
Respondent(s): Daryl Calton, Dwayne Calton, Ginny Calton, Virginia Calton, Calton & Associates.
Respondent Lawyers(s): Alan M. Wolper, Heidi E. Vonderheide
Arbitrator(s): Howard W. Shannon, Mica T. Duncan, W. Michael Kelley
Hearing Site: Phoenix, AZ
Checkmark Icon$0

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