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FINRA Awards for Janice Johnston

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Case Number Award Date Case Summary Customer Case? Amount Granted
12-0335110/28/2014Claimant(s): Merrill Lynch Pierce Fenner & Smith Inc., Merrill Lynch International Finance Inc.
Claimant Lawyers(s): Ciana Williams
Respondent(s): Janice Johnston
Respondent Lawyers(s): W. Asa Hutchinson
Arbitrator(s): J. Maxwell Williams
Hearing Site: Little Rock, AR
13-0095003/06/2014Claimant(s): Janice Johnston, Robert Johnston, Robert F. and Janice M. Johnston Rev. Tr
Claimant Lawyers(s): Jon A. Titus
Respondent(s): Daryl Calton, Dwayne Calton, Ginny Calton, Virginia Calton, Calton & Associates.
Respondent Lawyers(s): Alan M. Wolper, Heidi E. Vonderheide
Arbitrator(s): Howard W. Shannon, Mica T. Duncan, W. Michael Kelley
Hearing Site: Phoenix, AZ
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