Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 23-02111 | 07/19/2024 | Claimant(s): Robert Stefanelli Claimant Lawyers(s): Scott Holcomb Respondent(s): Alexander Capital, L.P. Respondent Lawyers(s): Michele Misiti Arbitrator(s): Alice E. Winkler, Paul Allan Massaro, Antonio Di Palma Hearing Site: Jersey City, NJ | ||
| 23-03263 | 06/14/2024 | Claimant(s): Michael O'keefe Claimant Lawyers(s): Jenice L. Malecki Respondent(s): UBS Financial Services Inc. Respondent Lawyers(s): John Murphy Arbitrator(s): Alice E. Winkler Hearing Site: Jersey City, NJ | ||
| 23-02856 | 06/05/2024 | Claimant(s): Gary Borowiec Claimant Lawyers(s): Alex Padla Respondent(s): 1717 Capital Management Company Respondent Lawyers(s): Daniela Paez Arbitrator(s): Alice E. Winkler Hearing Site: Jersey City, NJ | ||
| 23-02990 | 05/02/2024 | Claimant(s): Jack Riley Claimant Lawyers(s): Randi Perry Spallina Respondent(s): UBS Financial Services Inc. Respondent Lawyers(s): Melissa J. Gworek Arbitrator(s): Alice E. Winkler Hearing Site: Jersey City, NJ | ||
| 23-01633 | 01/25/2024 | Claimant(s): Joseph Petrillo Claimant Lawyers(s): Kathleen Patchel Respondent(s): Equitable Advisors Respondent Lawyers(s): Michael J. Biondi Arbitrator(s): Alice E. Winkler Hearing Site: Jersey City, NJ | ||
| 23-01273 | 11/21/2023 | Claimant(s): Anthony Caputo Claimant Lawyers(s): Debra A. Jenks Respondent(s): Calton & Associates. Respondent Lawyers(s): Saad Rahmouni Arbitrator(s): Alice E. Winkler Hearing Site: Jersey City, NJ | ||
| 23-01251 | 11/17/2023 | Claimant(s): Benjamin Marcano Claimant Lawyers(s): Brandon M. Taaffe Respondent(s): Wells Fargo Advisors Financial Network, UBS Financial Services Inc. Respondent Lawyers(s): Deirdre Wolff, John Murphy Arbitrator(s): Madelon M. Rosenfeld, Alice E. Winkler, Robert Morris Hearing Site: New York, NY | ||
| 22-02142 | 02/07/2023 | Claimant(s): Peter Clark Claimant Lawyers(s): Peter T. Clark Respondent(s): CICC US Securities. Respondent Lawyers(s): Janell Ahnert Arbitrator(s): Alice E. Winkler Hearing Site: New York, NY | ||
| 21-02035 | 09/29/2022 | Claimant(s): MaryAnn Vellone Claimant Lawyers(s): August M. Iorio Respondent(s): Nicholas Palumbo Respondent Lawyers(s): Kevin Galbraith Arbitrator(s): Fred S. Pieroni, Alice E. Winkler, Robert E. Riccobono Hearing Site: New York, NY |  | Expungement |
| 21-01055 | 01/19/2022 | Claimant(s): Adam Roberts Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Equitable Advisors Respondent Lawyers(s): Kevin W. Brooks Arbitrator(s): Alice E. Winkler Hearing Site: Albany, NY |