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FINRA Awards for Nicholas Palumbo

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Case Number Award Date Case Summary Customer Case? Amount Granted
21-0203509/29/2022Claimant(s): MaryAnn Vellone
Claimant Lawyers(s): August M. Iorio
Respondent(s): Nicholas Palumbo
Respondent Lawyers(s): Kevin Galbraith
Arbitrator(s): Fred S. Pieroni, Alice E. Winkler, Robert E. Riccobono
Hearing Site: New York, NY
Checkmark IconExpungement
09-0656505/02/2011Claimant(s): Nicholas Palumbo
Claimant Lawyers(s): Nicholas Palumbo
Respondent(s): E*Trade Securities LLC, E*Trade Clearing LLC
Respondent Lawyers(s): Meredith A. Felde
Arbitrator(s): Gordon M. Wase, James T. McLaughlin, John E. Felch
Hearing Site: Philadelphia, PA
Checkmark Icon$0

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