| 16-03022 | 09/19/2017 | Claimant(s): Smith Walker
Claimant Lawyers(s): David A. Walton
Respondent(s): E*Trade Securities LLC, E*Trade Clearing LLC
Respondent Lawyers(s): Meredith Hoffman, Esq.
Arbitrator(s): G. Maynard Green, Robert J. Gregory, Joseph Neal Richardson
Hearing Site: Dallas, TX
|  | $0 |
| 16-02575 | 01/30/2017 | Claimant(s): Jack Wray
Claimant Lawyers(s): Jack C. Wray
Respondent(s): E*Trade Clearing LLC
Respondent Lawyers(s): Meredith F. Hoffman
Arbitrator(s): Robert L. Lestina
Hearing Site: Atlanta, GA
| | $38 |
| 14-03496 | 06/12/2015 | Claimant(s): Darryl Moskowitz
Claimant Lawyers(s): Howard B. Prossnitz
Respondent(s): E*Trade Securities LLC, E*Trade Clearing LLC
Respondent Lawyers(s): Meredith Hoffman
Arbitrator(s): Gregory G. Gocek
Hearing Site: Chicago, IL
| | $300 |
| 13-02663 | 12/12/2014 | Claimant(s): Benjamin H Kwon, Castle Eurasia Corp
Claimant Lawyers(s): Benjamin H Kwon
Respondent(s): Bryan Snitselaar, E*Trade Securities LLC, Russell Scherrer, E*Trade Clearing LLC
Respondent Lawyers(s): John Bersin, Meredith F. Hoffman, Ryan Lean, Steve Young
Arbitrator(s): Robert D. Sussin, Neil S. Jasper, Vincent J. Natoli
Hearing Site: Los Angeles, CA
| | $0 |
| 12-02636 | 07/01/2013 | Claimant(s): Luke Atwell
Claimant Lawyers(s): Luke A. Atwell
Respondent(s): E*Trade Clearing LLC
Respondent Lawyers(s): Meredith Felde Hoffman
Arbitrator(s): Kenneth J. Horowitz
Hearing Site: Newark, NJ
| | $0 |
| 09-05606 | 07/12/2012 | Claimant(s): John Taimanglo
Claimant Lawyers(s): John Taimanglo
Respondent(s): E*Trade Securities LLC, E*Trade Clearing LLC
Respondent Lawyers(s): Meredith A. Felde
Arbitrator(s): Joel P. Mellis, Bernard J. McGuire, Salvatore J. Bate
Hearing Site: New York, NY
| | $0 |
| 09-06565 | 05/02/2011 | Claimant(s): Nicholas Palumbo
Claimant Lawyers(s): Nicholas Palumbo
Respondent(s): E*Trade Securities LLC, E*Trade Clearing LLC
Respondent Lawyers(s): Meredith A. Felde
Arbitrator(s): Gordon M. Wase, James T. McLaughlin, John E. Felch
Hearing Site: Philadelphia, PA
| | $0 |
| 09-05998 | 12/06/2010 | Claimant(s): Patrick Morris
Claimant Lawyers(s): Debra G. Speyer
Respondent(s): E*Trade Securities LLC, E*Trade Clearing LLC
Respondent Lawyers(s): John Bersin
Arbitrator(s): Anne H. Orr, Yvette L. Nurse, Scott William Marcus
Hearing Site: Atlanta, GA
| | $0 |
| 08-04489 | 08/04/2009 | Claimant(s): Enrico Cassara
Claimant Lawyers(s): Enrico Cassara
Respondent(s): E*Trade Clearing LLC
Respondent Lawyers(s): John Bersin
Arbitrator(s): Fred S. Pieroni
Hearing Site: Newark, NJ
| | $38 |
