| 22-00037 | 05/10/2024 | Claimant(s): Wells Fargo Clearing Services
Claimant Lawyers(s): Timothy N. Will
Respondent(s): Joseph Seidler
Respondent Lawyers(s): Mark Thomas
Arbitrator(s): D. Peter Gleichenhaus, Meredith F. Hoffman, Enrique Colin
Hearing Site: San Francisco, CA
| | |
| 22-02129 | 05/08/2023 | Claimant(s): Ellen and Ken Strang
Claimant Lawyers(s): Ken Strang
Respondent(s): Brent Bassler, E*Trade Securities LLC
Respondent Lawyers(s): Meredith F. Hoffman
Arbitrator(s): Susan S. Bentley
Hearing Site: Tampa, FL
|  | $300 |
| 21-00374 | 06/18/2021 | Claimant(s): David White
Claimant Lawyers(s): David White
Respondent(s): E*Trade Securities LLC
Respondent Lawyers(s): Meredith F. Hoffman
Arbitrator(s): Karl A. Vogeler
Hearing Site: Jackson, MS
| | $31,735 |
| 19-02564 | 02/04/2021 | Claimant(s): Shaheen Aulakh
Claimant Lawyers(s): Jonathan E. Neuman
Respondent(s): E*Trade Securities LLC
Respondent Lawyers(s): Meredith F. Hoffman
Arbitrator(s): Matthew Stephen Duchesne
Hearing Site: Washington, DC
| | $0 |
| 19-01551 | 09/15/2020 | Claimant(s): Hilary L. Shane Revocable Trust
Claimant Lawyers(s): Jo Ann Palchak
Respondent(s): E*Trade Securities LLC
Respondent Lawyers(s): Meredith F. Hoffman
Arbitrator(s): Seth L. Finkel, Renaldy Jose Gutierrez, John B. Sochacki
Hearing Site: Boca Raton, FL
| | Settlement |
| 18-03178 | 02/14/2019 | Claimant(s): Kristi Prewitt
Claimant Lawyers(s): Kristi Prewitt
Respondent(s): E*Trade Securities LLC
Respondent Lawyers(s): Meredith F. Hoffman
Arbitrator(s): Raymond C. Kerr
Hearing Site: Houston, TX
| | $0 |
| 18-00915 | 12/14/2018 | Claimant(s): Herbert Moskowitz & Marilyn Moskowitz
Claimant Lawyers(s): Herbert Moskowitz
Respondent(s): E*Trade Securities LLC
Respondent Lawyers(s): Meredith F. Hoffman
Arbitrator(s): William Kent Brown, Ellen J. Abrams, Marvin S. Lava
Hearing Site: Boca Raton, FL
| | $75,000 |
| 18-00943 | 08/06/2018 | Claimant(s): Vincent Chu
Claimant Lawyers(s): Vincent Chu
Respondent(s): E*Trade Securities LLC
Respondent Lawyers(s): Meredith F. Hoffman
Arbitrator(s): Robert Charkovsky
Hearing Site: Washington, DC
| | $375 |
| 17-03066 | 03/22/2018 | Claimant(s): Borhan Darmal
Claimant Lawyers(s): Borhan Darmal
Respondent(s): E*Trade Securities LLC
Respondent Lawyers(s): Meredith F. Hoffman
Arbitrator(s): Joyce A. Mitchell
Hearing Site: Washington, DC
| | $310 |
| 16-01661 | 05/18/2017 | Claimant(s): James White, Janet White
Claimant Lawyers(s): Mark E. Sanders
Respondent(s): Craig Franzke, Optionshouse
Respondent Lawyers(s): Craig Charles Franzke, Meredith F. Hoffman
Arbitrator(s): Randall B. Gold, David E. Jarvis, Mark A. Frankel
Hearing Site: Milwaukee, WI
| | $272,776 |
