Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 22-02129 | 05/08/2023 | Claimant(s): Ellen and Ken Strang Claimant Lawyers(s): Ken Strang Respondent(s): Brent Bassler, E*Trade Securities LLC Respondent Lawyers(s): Meredith F. Hoffman Arbitrator(s): Susan S. Bentley Hearing Site: Tampa, FL |  | $300 |
| 21-00374 | 06/18/2021 | Claimant(s): David White Claimant Lawyers(s): David White Respondent(s): E*Trade Securities LLC Respondent Lawyers(s): Meredith F. Hoffman Arbitrator(s): Karl A. Vogeler Hearing Site: Jackson, MS | | $31,735 |
| 19-02564 | 02/04/2021 | Claimant(s): Shaheen Aulakh Claimant Lawyers(s): Jonathan E. Neuman Respondent(s): E*Trade Securities LLC Respondent Lawyers(s): Meredith F. Hoffman Arbitrator(s): Matthew Stephen Duchesne Hearing Site: Washington, DC | | $0 |
| 19-01551 | 09/15/2020 | Claimant(s): Hilary L. Shane Revocable Trust Claimant Lawyers(s): Jo Ann Palchak Respondent(s): E*Trade Securities LLC Respondent Lawyers(s): Meredith F. Hoffman Arbitrator(s): Seth L. Finkel, Renaldy Jose Gutierrez, John B. Sochacki Hearing Site: Boca Raton, FL | | Settlement |
| 18-03178 | 02/14/2019 | Claimant(s): Kristi Prewitt Claimant Lawyers(s): Kristi Prewitt Respondent(s): E*Trade Securities LLC Respondent Lawyers(s): Meredith F. Hoffman Arbitrator(s): Raymond C. Kerr Hearing Site: Houston, TX | | $0 |
| 18-00915 | 12/14/2018 | Claimant(s): Herbert Moskowitz & Marilyn Moskowitz Claimant Lawyers(s): Herbert Moskowitz Respondent(s): E*Trade Securities LLC Respondent Lawyers(s): Meredith F. Hoffman Arbitrator(s): William Kent Brown, Ellen J. Abrams, Marvin S. Lava Hearing Site: Boca Raton, FL | | $75,000 |
| 18-00943 | 08/06/2018 | Claimant(s): Vincent Chu Claimant Lawyers(s): Vincent Chu Respondent(s): E*Trade Securities LLC Respondent Lawyers(s): Meredith F. Hoffman Arbitrator(s): Robert Charkovsky Hearing Site: Washington, DC | | $375 |
| 17-03066 | 03/22/2018 | Claimant(s): Borhan Darmal Claimant Lawyers(s): Borhan Darmal Respondent(s): E*Trade Securities LLC Respondent Lawyers(s): Meredith F. Hoffman Arbitrator(s): Joyce A. Mitchell Hearing Site: Washington, DC | | $310 |
| 16-01661 | 05/18/2017 | Claimant(s): James White, Janet White Claimant Lawyers(s): Mark E. Sanders Respondent(s): Craig Franzke, Optionshouse Respondent Lawyers(s): Craig Charles Franzke, Meredith F. Hoffman Arbitrator(s): Randall B. Gold, David E. Jarvis, Mark A. Frankel Hearing Site: Milwaukee, WI | | $272,776 |
| 16-01944 | 03/23/2017 | Claimant(s): Alan Hill Claimant Lawyers(s): Benjamin B. Segel Respondent(s): E*Trade Securities LLC Respondent Lawyers(s): Meredith F. Hoffman Arbitrator(s): Carol H. Gold Hearing Site: Philadelphia, PA | | $12,721 |