22-02442 | 07/05/2024 | Claimant(s): Michael Pinkans Claimant Lawyers(s): Michael Scott Pinkans Respondent(s): Constance Snowden Capco, Robert Falato, Northern Trust Securities. Respondent Lawyers(s): H. Nicholas Berberian Arbitrator(s): Alison Roberts Hardage, Susan S. Bentley, Joel F. Martineau Hearing Site: Tampa, FL
| | |
22-02129 | 05/08/2023 | Claimant(s): Ellen and Ken Strang Claimant Lawyers(s): Ken Strang Respondent(s): Brent Bassler, E*Trade Securities LLC Respondent Lawyers(s): Meredith F. Hoffman Arbitrator(s): Susan S. Bentley Hearing Site: Tampa, FL
| | $300 |
16-03363 | 10/13/2017 | Claimant(s): Laney Stringer, The Estate of Rebecca Joyce Stringer Claimant Lawyers(s): Craig H. Kuglar Respondent(s): Audie Rea, Stifel, Nicolaus & Co.. Respondent Lawyers(s): Ryan R. Baker Arbitrator(s): Susan S. Bentley, Clare R. Goldfarb, Bruce W. Bennett Hearing Site: Atlanta, GA
| | $90,000 |
09-06760 | 04/07/2011 | Claimant(s): Hathaway Family Holdings, LLP, David S. Claimant Lawyers(s): John Flanders Kennedy Respondent(s): Dearing Stone, Morgan Stanley Respondent Lawyers(s): Hugo A. Hilgendorff, R Hal Meeks Arbitrator(s): Robert N. Leitch, Susan S. Bentley, Gary J. Leshaw Hearing Site: Atlanta, GA
| | Expungement |