| 15-01833 | 10/19/2018 | Claimant(s): Luis Moyett, DDL Jerico SE, Ludida PR.
Claimant Lawyers(s): Peter J. Mougey
Respondent(s): UBS Financial Services Inc., UBS Financial Services Inc. Of PR
Respondent Lawyers(s): Gregory M. McCormick
Arbitrator(s): Robert N. Leitch, Ronelle W. Genser, Mollie Wagner Neal
Hearing Site: Atlanta, GA
|  | $19,003,700 |
| 15-02666 | 04/16/2018 | Claimant(s): Mary Lee Darby Revocable Trust
Claimant Lawyers(s): Allisaon S. Ficken
Respondent(s): William Smith, Sterne Agee Financial Services.
Respondent Lawyers(s): Peter S. Fruin
Arbitrator(s): Robert N. Leitch, Jay A Kaplan, Larry Kenneth Lott
Hearing Site: Atlanta, GA
| | Expungement |
| 14-03138 | 05/17/2017 | Claimant(s): SunTrust Investment Services.
Claimant Lawyers(s): Andrew Froman
Respondent(s): John Cote, Nicholas Macnab
Respondent Lawyers(s): Andrew Froman, Jeffrey M. Barnes
Arbitrator(s): James G. Killough, Robert N. Leitch, Peggy Lewis Kennedy
Hearing Site: Atlanta, GA
| | |
| 15-00853 | 12/08/2015 | Claimant(s): Dontae Satchel
Claimant Lawyers(s): Dontae Levar Satchel
Respondent(s): Franklin Templeton Financial Services Co
Respondent Lawyers(s): Christine M. Debevec
Arbitrator(s): Robert N. Leitch, Samuel C. Johnson, Daniel T. Hull
Hearing Site: Birmingham, AL
| | $0 |
| 11-03290 | 08/24/2012 | Claimant(s): Derrell Jones, Jane Jones, Derrell A. Jones Trust
Claimant Lawyers(s): Pat Huddleston
Respondent(s): Wells Fargo Advisors, Steven Baker
Respondent Lawyers(s): Keith J. Barnett
Arbitrator(s): Robert N. Leitch, David E. Morris, Richard Jonathan Nikonovich-Kahn
Hearing Site: Atlanta, GA
| | Stipulated Award and Expungement |
| 09-06760 | 04/07/2011 | Claimant(s): Hathaway Family Holdings, LLP, David S.
Claimant Lawyers(s): John Flanders Kennedy
Respondent(s): Dearing Stone, Morgan Stanley
Respondent Lawyers(s): Hugo A. Hilgendorff, R Hal Meeks
Arbitrator(s): Robert N. Leitch, Susan S. Bentley, Gary J. Leshaw
Hearing Site: Atlanta, GA
| | Expungement |
