20-01540 | 02/26/2021 | Claimant(s): Alison Hawk, Robert Hawk Claimant Lawyers(s): Robert Frank Hawk Respondent(s): David Miller, Eric Burnette, Shelley Eddy, Peachcap Securities. Respondent Lawyers(s): Craig R. Glasser Arbitrator(s): Richard Jonathan Nikonovich-Kahn Hearing Site: Atlanta, GA
| | $300 |
17-02370 | 05/01/2019 | Claimant(s): Lesley Mooney, Stephen Mooney, Lesley Mooney IRA R/O FCC, Stephen Mooney IRA R/O FCC Claimant Lawyers(s): Frank A. Lightmas Respondent(s): Christopher Anthony Respondent Lawyers(s): Christopher Paul Anthony Arbitrator(s): Yvette L. Nurse, Brandt Leonard Ross, Richard Jonathan Nikonovich-Kahn Hearing Site: Atlanta, GA
| | $435,000 |
15-03224 | 08/09/2017 | Claimant(s): Oppenheimer & Co.. Claimant Lawyers(s): Michael H. Gibson Respondent(s): Gregory Fisher, Nelleen Smith, Jefferies LLC Respondent Lawyers(s): Andrew J. Shapren Arbitrator(s): Richard V. McGalliard, James C. Hoover, Richard Jonathan Nikonovich-Kahn Hearing Site: Atlanta, GA
| | |
11-03290 | 08/24/2012 | Claimant(s): Derrell Jones, Jane Jones, Derrell A. Jones Trust Claimant Lawyers(s): Pat Huddleston Respondent(s): Wells Fargo Advisors, Steven Baker Respondent Lawyers(s): Keith J. Barnett Arbitrator(s): Robert N. Leitch, David E. Morris, Richard Jonathan Nikonovich-Kahn Hearing Site: Atlanta, GA
| | Stipulated Award and Expungement |