| 23-01512 | 11/21/2024 | Claimant(s): Wells Fargo Clearing Services
Claimant Lawyers(s): Keith J. Barnett
Respondent(s): Robert Chambers
Respondent Lawyers(s): Robert Mark Chambers
Arbitrator(s): Harry Hamilton Herts, Zeek Ojeh, Walter Steven Schwartz
Hearing Site: Phoenix, AZ
| | |
| 23-01170 | 09/26/2024 | Claimant(s): Wells Fargo Clearing Services
Claimant Lawyers(s): Keith J. Barnett
Respondent(s): Wade Roberts
Respondent Lawyers(s): William R. Carlisle
Arbitrator(s): George Pinckney Shingler
Hearing Site: Atlanta, GA
| | |
| 24-00216 | 04/29/2024 | Claimant(s): Wells Fargo Clearing Services
Claimant Lawyers(s): Keith J. Barnett
Respondent(s): Howard Graham
Respondent Lawyers(s): Howard Okeefe Graham
Arbitrator(s): Robert H. Putnam
Hearing Site: Jackson, MS
| | |
| 23-03049 | 01/25/2024 | Claimant(s): Wells Fargo Clearing Services
Claimant Lawyers(s): Keith J. Barnett
Respondent(s): David Ridenour
Respondent Lawyers(s): David Kyle Ridenour
Arbitrator(s): Mary Elizabeth Skelnik
Hearing Site: Oklahoma City, OK
| | |
| 23-02204 | 12/14/2023 | Claimant(s): Wells Fargo Clearing Services
Claimant Lawyers(s): Keith J. Barnett
Respondent(s): Mitchell Roby
Respondent Lawyers(s): Mitchell Roby
Arbitrator(s): Leo G. Stern
Hearing Site: Minneapolis, MN
| | |
| 21-00243 | 03/24/2023 | Claimant(s): Wells Fargo Clearing Services
Claimant Lawyers(s): Keith J. Barnett
Respondent(s): Jaylon Ellison
Respondent Lawyers(s): William R. Carlisle
Arbitrator(s): Michael J. Ahlstrom
Hearing Site: Atlanta, GA
| | |
| 21-02163 | 12/22/2022 | Claimant(s): Gary Pittman, Sandra Pittman, Publications and Communications., Pittco Ltd.
Claimant Lawyers(s): Peter M. Spett
Respondent(s): Wells Fargo Clearing Services
Respondent Lawyers(s): Keith J. Barnett
Arbitrator(s):
Hearing Site: Dallas, TX
|  | Expungement |
| 20-01860 | 01/22/2021 | Claimant(s): Thomas West
Claimant Lawyers(s): Keith J. Barnett
Respondent(s): Royal Alliance Associates.
Respondent Lawyers(s): James V. Noblett
Arbitrator(s): David Edward Upton, Glenn H. Catalano, Tina E. Patterson
Hearing Site: Richmond, VA
| | |
| 16-00659 | 04/06/2017 | Claimant(s): Jon Davidson
Claimant Lawyers(s): James D. Patrick
Respondent(s): Wells Fargo Advisors, Janice Hutson
Respondent Lawyers(s): Keith J. Barnett
Arbitrator(s): Barbara Black, Rudolph Andrew Bata, Robert Ware Killorin
Hearing Site: Atlanta, GA
| | |
| 11-04661 | 12/05/2013 | Claimant(s): Jason Aldridge
Claimant Lawyers(s): Jason R. Doss
Respondent(s): Barry Dekreek, Wells Fargo Advisors, James Foley
Respondent Lawyers(s): Glenn A. Delk, Keith J. Barnett, Stephen D. Councill
Arbitrator(s): Gene E. Carasick, Deborah A. Jackson, Joel Richard Beck
Hearing Site: Atlanta, GA
| | Expungement |
