24-00216 | 04/29/2024 | Claimant(s): Wells Fargo Clearing Services Claimant Lawyers(s): Keith J. Barnett Respondent(s): Howard Graham Respondent Lawyers(s): Howard Okeefe Graham Arbitrator(s): Robert H. Putnam Hearing Site: Jackson, MS
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23-03049 | 01/25/2024 | Claimant(s): Wells Fargo Clearing Services Claimant Lawyers(s): Keith J. Barnett Respondent(s): David Ridenour Respondent Lawyers(s): David Kyle Ridenour Arbitrator(s): Mary Elizabeth Skelnik Hearing Site: Oklahoma City, OK
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23-02204 | 12/14/2023 | Claimant(s): Wells Fargo Clearing Services Claimant Lawyers(s): Keith J. Barnett Respondent(s): Mitchell Roby Respondent Lawyers(s): Mitchell Roby Arbitrator(s): Leo G. Stern Hearing Site: Minneapolis, MN
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21-00243 | 03/24/2023 | Claimant(s): Wells Fargo Clearing Services Claimant Lawyers(s): Keith J. Barnett Respondent(s): Jaylon Ellison Respondent Lawyers(s): William R. Carlisle Arbitrator(s): Michael J. Ahlstrom Hearing Site: Atlanta, GA
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21-02163 | 12/22/2022 | Claimant(s): Gary Pittman, Sandra Pittman, Publications and Communications., Pittco Ltd. Claimant Lawyers(s): Peter M. Spett Respondent(s): Wells Fargo Clearing Services Respondent Lawyers(s): Keith J. Barnett Arbitrator(s): Hearing Site: Dallas, TX
| | Expungement |
20-01860 | 01/22/2021 | Claimant(s): Thomas West Claimant Lawyers(s): Keith J. Barnett Respondent(s): Royal Alliance Associates. Respondent Lawyers(s): James V. Noblett Arbitrator(s): David Edward Upton, Glenn H. Catalano, Tina E. Patterson Hearing Site: Richmond, VA
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16-00659 | 04/06/2017 | Claimant(s): Jon Davidson Claimant Lawyers(s): James D. Patrick Respondent(s): Wells Fargo Advisors, Janice Hutson Respondent Lawyers(s): Keith J. Barnett Arbitrator(s): Barbara Black, Rudolph Andrew Bata, Robert Ware Killorin Hearing Site: Atlanta, GA
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11-04661 | 12/05/2013 | Claimant(s): Jason Aldridge Claimant Lawyers(s): Jason R. Doss Respondent(s): Barry Dekreek, Wells Fargo Advisors, James Foley Respondent Lawyers(s): Glenn A. Delk, Keith J. Barnett, Stephen D. Councill Arbitrator(s): Gene E. Carasick, Deborah A. Jackson, Joel Richard Beck Hearing Site: Atlanta, GA
| | Expungement |
11-03290 | 08/24/2012 | Claimant(s): Derrell Jones, Jane Jones, Derrell A. Jones Trust Claimant Lawyers(s): Pat Huddleston Respondent(s): Wells Fargo Advisors, Steven Baker Respondent Lawyers(s): Keith J. Barnett Arbitrator(s): Robert N. Leitch, David E. Morris, Richard Jonathan Nikonovich-Kahn Hearing Site: Atlanta, GA
| | Stipulated Award and Expungement |
10-05212 | 12/08/2011 | Claimant(s): William Brooks Claimant Lawyers(s): Cary Ichter Respondent(s): Wells Fargo Advisors, Lawrence Rule Respondent Lawyers(s): Glenn A. Delk, Keith J. Barnett Arbitrator(s): Harry G. Mason, Bruce W. Bennett, James Roland Brumbelow Hearing Site: Atlanta, GA
| | $214,100 |