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FINRA Awards for Peter M. Spett

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Case Number Award Date Case Summary Customer Case? Amount Granted
21-0216312/22/2022Claimant(s): Gary Pittman, Sandra Pittman, Publications and Communications., Pittco Ltd.
Claimant Lawyers(s): Peter M. Spett
Respondent(s): Wells Fargo Clearing Services
Respondent Lawyers(s): Keith J. Barnett
Arbitrator(s):
Hearing Site: Dallas, TX
Checkmark IconExpungement
21-0029807/30/2021Claimant(s): Sandra Greenberg
Claimant Lawyers(s): Peter M. Spett
Respondent(s): William Friedman
Respondent Lawyers(s): William Sideny Friedman
Arbitrator(s): Richard Carl Smukler
Hearing Site: Boca Raton, FL
Checkmark Icon$250,300
13-0329305/29/2015Claimant(s): Mildred Rothschild, Victor Bonchek, Mildred Rothschild 2007 Trust
Claimant Lawyers(s): Peter M. Spett
Respondent(s): Aaron Heimowitz, Joseph Mangiapane, Kathleen McPherson, Newport Coast Securities.
Respondent Lawyers(s): Aaron Leonard Heimowitz, Dan Druz, Daniel Scott Furst
Arbitrator(s): Lincoln W. Craighead, James S. Hazard, Leonard P. Novello
Hearing Site: New York, NY
Checkmark Icon$403,162
09-0176901/14/2011Claimant(s): Joseph Quattrocchi, Dependable Auto Body., George Tropiano IRA, Victor N. Sotra IRA, Katherine Ruotolo and Gina Ruotolo, Victor H. Stora and Lucille Stora
Claimant Lawyers(s): Ross B. Intelisano
Respondent(s): Allan Levine, Andrew Gonchar, Michael Schumacher, Polyvios Polyviou, Ronald Moschetta, Strasbourger Pearson Tulcin Wolff.
Respondent Lawyers(s): Karen B. Estis, Michael K. Coran, Peter M. Spett, Ronald Moschetta
Arbitrator(s): Richard W. Cutler, Edith M. Gunn, Jerome M Shafer
Hearing Site: New York, NY
Checkmark Icon$367,388

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