FINRA Awards for Polyvios Polyviou

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Case Number	Award Date	Case Summary	Customer Case?	Amount Granted
07-03369	10/02/2014	Claimant(s): Andrew Gonchar, Polyvios Polyviou Claimant Lawyers(s): Matthew B. Baum Respondent(s): Allan Levine, Michael Schumacher, Ronald Moschetta, Strasbourger Pearson Tulcin Wolff Incorp Respondent Lawyers(s): Mary Ellen O'Laughlin, Michael J. Schumacher, Ron Moschetta, Ronald Moschetta Arbitrator(s): Arnold Wagner, Joel P. Mellis, Joshua Mark Zucker Hearing Site: New York, NY
09-01769	01/14/2011	Claimant(s): Joseph Quattrocchi, Dependable Auto Body., George Tropiano IRA, Victor N. Sotra IRA, Katherine Ruotolo and Gina Ruotolo, Victor H. Stora and Lucille Stora Claimant Lawyers(s): Ross B. Intelisano Respondent(s): Allan Levine, Andrew Gonchar, Michael Schumacher, Polyvios Polyviou, Ronald Moschetta, Strasbourger Pearson Tulcin Wolff. Respondent Lawyers(s): Karen B. Estis, Michael K. Coran, Peter M. Spett, Ronald Moschetta Arbitrator(s): Richard W. Cutler, Edith M. Gunn, Jerome M Shafer Hearing Site: New York, NY		$367,388