| 23-01680 | 09/26/2024 | Claimant(s): Robert Rosenfeld DDS Retirement Plan
Claimant Lawyers(s): Ross B. Intelisano
Respondent(s): Morgan Stanley
Respondent Lawyers(s): Jeremy Winer
Arbitrator(s): Cheryl H. Agris, Terrance J. Nolan, Jay William Pozenel
Hearing Site: New York, NY
|  | $0 |
| 17-00112 | 03/04/2019 | Claimant(s): David Greene
Claimant Lawyers(s): Ross B. Intelisano
Respondent(s): Credit Suisse Securities (USA) LLC
Respondent Lawyers(s): David S. Poppick
Arbitrator(s): Clare R. Goldfarb, Peggy Lewis Kennedy, James David Askren
Hearing Site: Atlanta, GA
| | |
| 15-01980 | 02/12/2018 | Claimant(s): Barclays Capital Inc.
Claimant Lawyers(s): Devin A. Donohue
Respondent(s): Thomas Jackson
Respondent Lawyers(s): Ross B. Intelisano
Arbitrator(s): Theodore G. Bradpiece, Robert F. Saint-Aubin, Rosa Linda Guadarrama
Hearing Site: Los Angeles, CA
| | |
| 16-02878 | 12/14/2017 | Claimant(s): Anthony Morello, Donna Morello
Claimant Lawyers(s): Ross B. Intelisano
Respondent(s): Wellington Shields & Co.
Respondent Lawyers(s): Neil A. Sussman
Arbitrator(s): Catherine Stewart, Martin R. Cramer, Peter L. Michaelson
Hearing Site: Newark, NJ
| | $0 |
| 14-02898 | 05/08/2017 | Claimant(s): Benjamin Peters Trust dtd 12/3/1993, Ellen Mia Peters Trust, Lynn E. Gorguze Separate Property Trust, Vincent and Gloria Gorguze Trust dtd 3/2
Claimant Lawyers(s): John G. Rich, Ross B. Intelisano
Respondent(s): Candace Weir, C. L. King & Associates.
Respondent Lawyers(s): Christopher F. Robertson, Richard A. Roth
Arbitrator(s): Otis E. Hackett, Michael D. Briggs, Randall Brian Christison
Hearing Site: San Diego, CA
| | $0 |
| 12-01987 | 06/07/2016 | Claimant(s): Estate of John Montfort
Claimant Lawyers(s): Ross B. Intelisano
Respondent(s): Candace Weir, Peter Bulger, Robert Benton, C. L. King & Associates.
Respondent Lawyers(s): Matthew Farley
Arbitrator(s): Lucas A. Ferrara, Daniel P. Lund, Carl J. Disalvatore
Hearing Site: New York, NY
| | $10,000,000 |
| 13-02815 | 06/07/2016 | Claimant(s): Estate of Beverly Montfort
Claimant Lawyers(s): Ross B. Intelisano
Respondent(s): Candace Weir, C. L. King & Associates.
Respondent Lawyers(s): Matthew Farley
Arbitrator(s): Lucas A. Ferrara, Daniel P. Lund, Carl J. Disalvatore
Hearing Site: New York, NY
| | $0 |
| 12-00376 | 03/09/2015 | Claimant(s): John Straus
Claimant Lawyers(s): Ross B. Intelisano
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): J. Michael Riordan
Arbitrator(s): Joseph F. Kelley, Farrell C. Glasser, Martin A. Edelstein
Hearing Site: New York, NY
| | |
| 11-00422 | 11/13/2013 | Claimant(s): Randy Maslow
Claimant Lawyers(s): Ross B. Intelisano
Respondent(s): J.P. Morgan Securities
Respondent Lawyers(s): Katherine M. Jensen
Arbitrator(s): Jack Stein, Steven Gerard Goerke, Richard Carl Smukler
Hearing Site: Boca Raton, FL
| | $0 |
| 09-06998 | 06/18/2013 | Claimant(s): Burton Langer
Claimant Lawyers(s): Ross B. Intelisano
Respondent(s): Charles Schwab & Co.., Matthew Weitzman
Respondent Lawyers(s): Frank J. Cuccio, Matthew Weitzman
Arbitrator(s): Mark Mendley, Michael Peter Yahr, Michael S. Lazan
Hearing Site: New York, NY
| | $2,750,000 |
