| 08-03708 | 09/09/2020 | Claimant(s): UBS Financial Services Inc.
Claimant Lawyers(s): Devin A. Donohue
Respondent(s): Dane Brinkman
Respondent Lawyers(s): Daren R. Brinkman
Arbitrator(s): Carlos Richard Mangum, James R. Dickson, Linda P. Drucker
Hearing Site: San Francisco, CA
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| 17-00467 | 08/09/2019 | Claimant(s): Merrill Lynch Pierce Fenner & Smith Inc.
Claimant Lawyers(s): Jason E. Murtagh
Respondent(s): Michael Jeppson, Raymond James Financial Services.
Respondent Lawyers(s): David Harrison, Devin A. Donohue
Arbitrator(s): Jeffrey E. Skogsbergh, Richard Maurice Robinson, Kirtley M. Thiesmeyer
Hearing Site: Los Angeles, CA
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| 15-01980 | 02/12/2018 | Claimant(s): Barclays Capital Inc.
Claimant Lawyers(s): Devin A. Donohue
Respondent(s): Thomas Jackson
Respondent Lawyers(s): Ross B. Intelisano
Arbitrator(s): Theodore G. Bradpiece, Robert F. Saint-Aubin, Rosa Linda Guadarrama
Hearing Site: Los Angeles, CA
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| 14-01677 | 12/14/2015 | Claimant(s): Barclays Capital Inc.
Claimant Lawyers(s): Devin A. Donohue
Respondent(s): Watt Webb
Respondent Lawyers(s): Eric M. Epstein
Arbitrator(s): Howard A. Emirhanian, Mark S. Priver, Martin J. Kotowski
Hearing Site: Los Angeles, CA
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| 13-00616 | 11/04/2014 | Claimant(s): UBS Financial Services Inc.
Claimant Lawyers(s): Devin A. Donohue
Respondent(s): Arturo Brook
Respondent Lawyers(s): Jonathan Schwartz
Arbitrator(s): John F. Cordova, Ralph B. Perry, Steven A. Wawra
Hearing Site: Los Angeles, CA
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| 11-00272 | 10/18/2013 | Claimant(s): UBS Financial Services Inc.
Claimant Lawyers(s): Devin A. Donohue
Respondent(s): Michael Schoor
Respondent Lawyers(s): Michael Jonah Schoor
Arbitrator(s): Seymour A. Kolman
Hearing Site: Phoenix, AZ
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| 11-03133 | 04/24/2013 | Claimant(s): UBS Financial Services Inc.
Claimant Lawyers(s): Devin A. Donohue
Respondent(s): Nicholas Yrizarry
Respondent Lawyers(s): Leonard Steiner
Arbitrator(s): Robert E. Jenks, Ronald D. Goldman, Robert Alan Merring
Hearing Site: Los Angeles, CA
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| 09-04414 | 04/10/2013 | Claimant(s): Jeffrey Franklin, The Jeff Franklin IRA, Moose Productions Inc. DBPP DTD 1/2/03, Moose Productions. PSP DTD 1/23/84
Claimant Lawyers(s): Michael C. Deutsch
Respondent(s): Oppenheimer & Co..
Respondent Lawyers(s): Devin A. Donohue
Arbitrator(s): Michael M. Hachigian, Ralph B. Perry, Paul H. White
Hearing Site: Los Angeles, CA
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| 11-02752 | 04/04/2013 | Claimant(s): UBS Financial Services Inc.
Claimant Lawyers(s): Devin A. Donohue
Respondent(s): James Kirwan, Joanne Meninger
Respondent Lawyers(s): Paul A. Lieberman
Arbitrator(s): Jarrott T. Miller, Barbara M. Anscher, Philip Aaron Tymon
Hearing Site: San Francisco, CA
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| 11-02448 | 12/07/2012 | Claimant(s): UBS Financial Services Inc.
Claimant Lawyers(s): Devin A. Donohue
Respondent(s): Francisco Martin
Respondent Lawyers(s): Francisco Jose Martin
Arbitrator(s): Harvey C. Flodin, Sidney Jacobsen
Hearing Site: San Diego, CA
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