| 20-02213 | 12/30/2022 | Claimant(s): Morgan Stanley, Morgan Stanely Smith Barney Financing LL
Claimant Lawyers(s): Shannon L McDougald
Respondent(s): Neil Gavande
Respondent Lawyers(s): Bryan T. Forman
Arbitrator(s): Linda P. Drucker, Val D. Hornstein, Thomas Arthur Cohen
Hearing Site: San Francisco, CA
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| 08-03708 | 09/09/2020 | Claimant(s): UBS Financial Services Inc.
Claimant Lawyers(s): Devin A. Donohue
Respondent(s): Dane Brinkman
Respondent Lawyers(s): Daren R. Brinkman
Arbitrator(s): Carlos Richard Mangum, James R. Dickson, Linda P. Drucker
Hearing Site: San Francisco, CA
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| 14-02769 | 06/19/2015 | Claimant(s): Geoffrey Vanderpal
Claimant Lawyers(s): David E. Robbins
Respondent(s): Citigroup Global Markets.
Respondent Lawyers(s): Rebecca J. Nelson
Arbitrator(s): Daniel M. Yamshon, Linda P. Drucker, Scott Robert Shewan
Hearing Site: San Francisco, CA
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| 14-00746 | 09/02/2014 | Claimant(s): Xi Chen
Claimant Lawyers(s): Xi Chen
Respondent(s): Morgan Stanley & Co.
Respondent Lawyers(s): Debra Volland Achkire
Arbitrator(s): Mary Margaret Bush, Linda P. Drucker, Max Zeigler
Hearing Site: San Francisco, CA
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| 09-05181 | 06/07/2011 | Claimant(s): Morgan Stanley
Claimant Lawyers(s): Johnathan E. Mansfield
Respondent(s): Kurt Halverstadt, Sean Lehmann
Respondent Lawyers(s): Kurt Halverstadt, Sean Lehmann
Arbitrator(s): F. Conger Fawcett, Cheryl R. Kershner, Linda P. Drucker
Hearing Site: San Francisco, CA
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