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FINRA Awards for Morgan Stanely Smith Barney Financing LL

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Case Number Award Date Case Summary Customer Case? Amount Granted
20-0221312/30/2022Claimant(s): Morgan Stanley, Morgan Stanely Smith Barney Financing LL
Claimant Lawyers(s): Shannon L McDougald
Respondent(s): Neil Gavande
Respondent Lawyers(s): Bryan T. Forman
Arbitrator(s): Linda P. Drucker, Val D. Hornstein, Thomas Arthur Cohen
Hearing Site: San Francisco, CA

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