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FINRA Awards for Kurt Halverstadt

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Case Number Award Date Case Summary Customer Case? Amount Granted
09-0054911/09/2011Claimant(s): Wachovia Securities
Claimant Lawyers(s): Timothy N. Will
Respondent(s): Kurt Halverstadt, Sean Lehmann
Respondent Lawyers(s): Kurt Halverstadt, Sean Lehmann
Arbitrator(s): Mary Curran, Carlos Richard Mangum, Jane F. Gundermann
Hearing Site: San Francisco, CA
09-0518106/07/2011Claimant(s): Morgan Stanley
Claimant Lawyers(s): Johnathan E. Mansfield
Respondent(s): Kurt Halverstadt, Sean Lehmann
Respondent Lawyers(s): Kurt Halverstadt, Sean Lehmann
Arbitrator(s): F. Conger Fawcett, Cheryl R. Kershner, Linda P. Drucker
Hearing Site: San Francisco, CA

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