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FINRA Awards for Michael Jeppson

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Case Number Award Date Case Summary Customer Case? Amount Granted
20-0258403/23/2021Claimant(s): Michael Jeppson
Claimant Lawyers(s): David Harrison
Respondent(s): Citigroup Global Markets.
Respondent Lawyers(s): Adam Kauff
Arbitrator(s): Robert E. Jenks
Hearing Site: Los Angeles, CA
17-0046708/09/2019Claimant(s): Merrill Lynch Pierce Fenner & Smith Inc.
Claimant Lawyers(s): Jason E. Murtagh
Respondent(s): Michael Jeppson, Raymond James Financial Services.
Respondent Lawyers(s): David Harrison, Devin A. Donohue
Arbitrator(s): Jeffrey E. Skogsbergh, Richard Maurice Robinson, Kirtley M. Thiesmeyer
Hearing Site: Los Angeles, CA

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