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FINRA Awards for Ronald D. Goldman

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Case Number Award Date Case Summary Customer Case? Amount Granted
19-0030610/10/2019Claimant(s): George Burga
Claimant Lawyers(s): George Luis Burga
Respondent(s): Multiple Financial Services.
Respondent Lawyers(s): Michael H. Flammer
Arbitrator(s): George L. Tindall, Ronald D. Goldman, Samuel Lui
Hearing Site: Los Angeles, CA
11-0313304/24/2013Claimant(s): UBS Financial Services Inc.
Claimant Lawyers(s): Devin A. Donohue
Respondent(s): Nicholas Yrizarry
Respondent Lawyers(s): Leonard Steiner
Arbitrator(s): Robert E. Jenks, Ronald D. Goldman, Robert Alan Merring
Hearing Site: Los Angeles, CA
09-0335311/16/2011Claimant(s): Citigroup Global Markets.
Claimant Lawyers(s): Justin A. Goldberg
Respondent(s): Kevin Caputo
Respondent Lawyers(s): Kevin J. Caputo
Arbitrator(s): J. Jean Elliott, Edward J. Costello, Ronald D. Goldman
Hearing Site: Los Angeles, CA

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