Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 09-03353 | 11/16/2011 | Claimant(s): Citigroup Global Markets. Claimant Lawyers(s): Justin A. Goldberg Respondent(s): Kevin Caputo Respondent Lawyers(s): Kevin J. Caputo Arbitrator(s): J. Jean Elliott, Edward J. Costello, Ronald D. Goldman Hearing Site: Los Angeles, CA | ||
| 09-00047 | 03/29/2010 | Claimant(s): S. L. Reed & Company, Windward Capital Management Co. Claimant Lawyers(s): Daniel K. Dik Respondent(s): Raymond James Financial Services. Respondent Lawyers(s): Jeffrey K. Riffer Arbitrator(s): Blaine Smith, J. Jean Elliott, Peter D. Steinbroner Hearing Site: Los Angeles, CA | ||
| 07-00236 | 06/06/2008 | Claimant(s): Steven Holder, Holder Family LP, The Steven Holder Trust Claimant Lawyers(s): Theodore J. Cohen Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc. Respondent Lawyers(s): Nicholas P. Crowell Arbitrator(s): James R. Duncan, J. Jean Elliott, James S. Carlson Hearing Site: Los Angeles, CA |  | $0 |