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FINRA Awards for Arturo Brook

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Case Number Award Date Case Summary Customer Case? Amount Granted
13-0061611/04/2014Claimant(s): UBS Financial Services Inc.
Claimant Lawyers(s): Devin A. Donohue
Respondent(s): Arturo Brook
Respondent Lawyers(s): Jonathan Schwartz
Arbitrator(s): John F. Cordova, Ralph B. Perry, Steven A. Wawra
Hearing Site: Los Angeles, CA

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